Marshwinds Advisory Company (St Simons Island)

Name: Marshwinds Advisory Company
Address: 300 Main Street, Ste 401, St Simons Island, GA, 31522
Telephone: 912-638-5426

Marshwinds Advisory Company is a large advisory firm based in St Simons Island. It manages $331.68 million of regulatory assets for 470 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Marshwinds Advisory Company provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marshwinds Advisory Company: assets under management

The assets under management (AUM) of Marshwinds Advisory Company is $331.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $331.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $705.71 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 63% of the total AUM. The second-largest asset type is government bonds, which make up 22% of the firm’s portfolio. Investments in investment grade corporate bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Marshwinds Advisory Company for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Judy Aaron Kelly serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of Judy Aaron Kelly is high net worth individuals with 41 clients and $141.67 million of assets under management. Among the 10 most similar advisory firms, Marshwinds Advisory Company has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $331.68 million for 155 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Marshwinds Advisory Company doesn't advise any private funds.

Careers at Marshwinds Advisory Company

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Judy Aaron Kelly has been acting as President since 1 Feb 1982. Eugene Aloysius Kelly joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marshwinds Holdings Company	Owner	1 Feb 1982	75% - 100%	581525123
Judy Aaron Kelly	President	1 Feb 1982	Other	4348342
Eugene Aloysius Kelly	Chairman	1 Feb 1982	Other	266949
Marshwinds Holdings Company	Owner	1 Feb 1983	75% - 100%	581525123
Eugene Aloysius Kelly	Chief compliance officer	1 Oct 2004	Other	266949

Based in St Simons Island

The principal office where Marshwinds Advisory Company performs its advisory services is located at 300 Main Street, Ste 401, St Simons Island, GA 31522 The mailing address of the firm is P. O. Box 21099, St. Simons Island, GA 31522. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 912-638-5426 or by fax 912-638-3447. The normal business hours are 9:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at marshwindsdolfr.com.