Resource Planning Group, Ltd. (Atlanta)

Name: Resource Planning Group, Ltd.
Address: 10 Glenlake Parkway, Atlanta, GA, 30328
Telephone: 770-671-9500

Resource Planning Group, Ltd. is a large advisory firm based in Atlanta. It manages $331.7 million of regulatory assets for 1,358 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Florida, and 6 other states.

Resource Planning Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and divorce support services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Resource Planning Group: assets under management

The assets under management (AUM) of Resource Planning Group, Ltd. is $331.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 642% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $331.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $244.25 thousand each.

Resource Planning Group has custody of $109.01 million in cash and securities for 204 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in state and local bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resource Planning Group, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Elson Howard serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of John Elson Howard is high net worth individuals with 108 clients and $207.88 million of assets under management. Among the 10 most similar advisory firms, Resource Planning Group has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $331.7 million for 469 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Resource Planning Group doesn't advise any private funds.

Careers at Resource Planning Group, Ltd.

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Elson Howard has been acting as President since 1 Jul 2010. Alan Dalton Thomson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Elson Howard	Owner	1 Jan 1991	75% - 100%	2110089
Georgia Finklea Howard	Shareholder	1 Feb 2001	25% - 50%	4546786
Kevin Ronald Woods	Cco	1 Oct 2004	Other	1962405
Kevin Ronald Woods	Shareholder/chief compliance officer/chief operating officer	1 Dec 2006	Other	1962405
Kevin Ronald Woods	Principal/chief compliance officer/chief operating officer	1 Jul 2008	Other	1962405
Dewitt Thompson Weaver	Principal, cfp	1 Jul 2008	Other	2731666
John Elson Howard	Shareholder/president/founder/lead advisor	1 Jul 2010	25% - 50%	2110089
Kevin Ronald Woods	Principal	1 Jul 2010	Other	1962405
Jason David Lina	Shareholder/lead advisor/partner/coo	1 Jan 2016	Other	2943859
John D. Evans	Shareholder/partner/advisor	1 Jan 2016	Other	6048501
Jason David Lina	Chief compliance officer	1 Jun 2016	Other	2943859
Alan Dalton Thomson	Chief compliance officer	1 Aug 2019	Other	3020755

Based in Atlanta

The principal office where Resource Planning Group, Ltd. performs its advisory services is located at 10 Glenlake Parkway, Atlanta, GA 30328, which is also the mailing address of the firm. An additional office of the firm is in St. Simons Island, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-671-9500 or by fax 770-671-1272. The normal business hours are 9:00 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at rpgplanner.com.