Securities Finance Global Advisors, LLC (Boston)

Securities Finance Global Advisors, LLC is an adviser based in Boston. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, Massachusetts, and Vermont.

Securities Finance Global Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Securities Finance Global Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Securities Finance Global Advisors, LLC

Christopher R. Jaynes has been acting as President since 1 Dec 2007. Charles Yuan Chen has served as the Chief Investment Officer since 1 Jan 2009. Karen Lynn O'connor joined the executive team most recently as the Co Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Wesley Thome	Chief compliance officer	1 Dec 2007	Other	5488980
Inc. Eseclending	Member	1 Dec 2007	75% - 100%	20-4871699
Walter Ten Eyck Danco	Chief investment officer and vice president	1 Dec 2007	Other	729442
Gloria J. Flinn	Secretary	1 Dec 2007	Other	5489272
Karen L. O'connor	Chief operating officer and treasurer	1 Dec 2007	Other	5489273
Christopher R. Jaynes	President	1 Dec 2007	Other	5489390
Gloria Joan Flinn	Secretary	1 Dec 2007	Other	5489272
Karen Lynn O'connor	Chief operating officer and treasurer	1 Dec 2007	Other	5489273
Christopher Robert Jaynes	President	1 Dec 2007	Other	5489390
Karen Lynn O'connor	Co- chief executive officer	1 Jan 2009	Other	5489273
Christopher Robert Jaynes	Co- chief executive officer	1 Jan 2009	Other	5489390
Charles Yuan Chen	Chief investment officer	1 Jan 2009	Other	2606003
Richard L. Piccolo	Treasurer	1 Jan 2009	Other	5637408
Luke Alden Mccabe	Chief operating officer	1 Jan 2009	Other	4730980

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ta X L.P.	Shareholder	1 Mar 2006	50% - 75%	20-4529991
Esl Holdings Corp.	Shareholder	1 May 2006	75% - 100%	20-4871634

Based in Boston

The principal office where Securities Finance Global Advisors, LLC performs its advisory services is located at 175 Federal St., Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in Burlington, VT. It doesn’t run an office outside of the United States.