Swiss American Securities Inc. (New York)

Name: Swiss American Securities Inc.
Address: 12 East 49 Th Street, New York, NY, 10017
Telephone: 212-612-8700

Swiss American Securities Inc. is an adviser based in New York. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Swiss American Securities provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Swiss American Securities Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Swiss American Securities Inc.

Thomas Amstutz has been acting as President since 1 Dec 1998. Steven Martino Peras joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anton Bettler	Vice pres., crop & srop	1 Mar 1973	Other	20663
Fortis Bank(Formerly Generale De Banque S.A.)	Owner	1 Mar 1973	Other	99-9999999
Swiss American Corporation	Owner	1 Mar 1973	75% - 100%	13-6292061
Salvatore Rino Didonna	President, ceo & director	1 Apr 1998	Other	801128
George James Helwig	Director	1 Apr 1998	Other	242503
Thomas Amstutz	Director	1 Dec 1998	Other	3197209
Kenneth R Barbalato	Exec. v.p., secretary & director	1 Dec 1998	Other	809857
Oswald Juergen Gruebel	Director	1 Dec 1998	Other	2142125
Edward Francis Anselmin	Senior vice president & chief operating officer	1 Jan 1999	Other	1366243
Peter Nielsen	Vice pres. & cfo, finop	1 Jan 2000	Other	1072259
Barry Regan Haas	Vice president - head of institutional sales & trading	1 Jan 2000	Other	2512271
Moez Ahamed Jamal	Chairman of the board	1 Jun 2000	Other	4250888
Adam Marc Rezak	Vice pres., compliance director	1 Jan 2001	Other	2621346
David Alan Williamson	Vice pres. of research	1 Jan 2001	Other	1332318
Christian F. Hudson	Executive vice president	1 Jan 2001	Other	4065071
Thomas Amstutz	Chairman of the board	1 Jan 2002	Other	3197209
Jorge Jose Rodriguez	President, ceo & director	1 Jan 2002	Other	1670002
Steven Martino Peras	Director	1 Jan 2002	Other	1667783
Christopher Joseph Jr Swensen	Srop/crop	1 Jan 2002	Other	869216
Robert Cameron Jr Leverich	Vice president - sales & trading	1 Jan 2002	Other	1199745
Mark Alan Pepper	Senior vice president - sales & marketing	1 Jan 2002	Other	3250760
Thomas Amstutz	Director	1 Sep 2002	Other	3197209
Steven Martino Peras	Chairman of the board	1 Sep 2002	Other	1667783

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Suisse	Owner	1 Jan 1997	75% - 100%	99-9999999
Credit Suisse Group	Owner	1 Jan 1997	75% - 100%	99-9999999

Based in New York

The principal office where Swiss American Securities Inc. performs its advisory services is located at 12 East 49 Th Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-612-8700 or by fax 212-612-8855. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.sasiny.com.