Horizon Cash Management LLC (Chicago)

Horizon Cash Management LLC is a large advisory firm based in Chicago. It manages $500 million of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Horizon Cash Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Horizon Cash Management: assets under management

The assets under management (AUM) of Horizon Cash Management LLC is $500 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $500 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.36 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Horizon Cash Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Horizon Cash Management LLC

Horizon Cash Management LLC is owned by Cary Wynn Musser. Diane Catherine Mix has been acting as President since 1 Jan 1992. Robert Pinedo joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Diane Catherine Mix	President	1 Jan 1992	75% - 100%	500319
Pauline Marie Slager	Vice president	1 Nov 1994	Other	4360708
Cary Wynn Musser	Vice president	1 Jan 1995	Other	1600721
Cary Wynn Musser	Owner	1 Jan 2000	Other	1600721
Mark Thomas Clements	Vice president portfolio/risk manager	1 Jul 2003	Other	2648697
Pauline Marie Slager	Senior vice president/chief compliance officer	1 Jul 2004	Other	4360708
William Randal Burgess	Vice president/technology director	1 Jan 2005	Other	4936124
Margaret S White	Vice president/senior staff accountant	1 Jan 2005	Other	4936113
Pauline Marie Slager	Executive vice president finance	1 Apr 2005	Other	4360708
Pauline Marie Modjeski	Cco/executive vice president finance	1 Apr 2005	Other	4360708
Mark Thomas Clements	Vice president senior portfolio manager	1 Aug 2005	Other	2648697
Robert Harold Von Halle	Senior vice president/director of business development	1 Sep 2006	Other	5295084
Jill Allaine King	Sr. vice president	1 Jan 2011	Other	1305818
Michael Howard Markowitz	Executive vice president, chief investment officer	1 Apr 2012	Other	2490315
Robert Pinedo	Chief compliance officer	1 May 2013	Other	6194040
Michael Howard Markowitz	President and chief investment officer	1 May 2013	Other	2490315

Based in Chicago

The principal office where Horizon Cash Management LLC performs its advisory services is located at 325 West Huron, Suite 808, Chicago, IL 60654, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.