Ryan Alm Advisers, LLC (Jupiter)

Name: Ryan Alm Advisers, LLC
Address: 500 Oceant Trail Way, Jupiter, FL, 33477
Telephone: 561-656-2014

Ryan Alm Advisers, LLC is a large advisory firm based in Jupiter. It manages $500 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Florida.

Ryan Alm Advisers provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ryan Alm Advisers: assets under management

The assets under management (AUM) of Ryan Alm Advisers, LLC is $500 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $120 million in discretionary accounts and $380 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $380 million.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 75% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ryan Alm Advisers, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ryan Alm Advisers serves?

The only and largest group of clients of Ryan Alm Advisers is pension and profit sharing plans with 3 clients and $500 million of assets under management. Among the 7 most similar advisory firms, Ryan Alm Advisers has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $500 million for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Ryan Alm Advisers doesn't advise any private funds.

Careers at Ryan Alm Advisers, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barbara Leslie Glaser	Stockholder	1 Jul 2004	Other	5317168
Eileen Joan Krieger	Stockholder	1 Jul 2004	Other	5317307
Inc. Ryan Alm	Parent	1 May 2005	75% - 100%	20-2865003
Ronald Joseph Ryan	Cco, chief compliance officer	1 May 2005	Other	712154
Daniel Alan Krieger	Chief compliance officer, member	1 May 2005	Other	3228319
Howard Dubosar Trustee Peter D. Krieger 2007 Blind Trust	Stockholder	1 Mar 2006	Other	65-6463540
Shiva Ramberran	Shareholder	1 Jun 2007	Other	3062947
Jonathan Wayne Fox	Managing director	1 Jan 2009	Other	2295355

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Marla Denise Krieger	Stockholder	1 Mar 2007	Other	5317279

Based in Jupiter

The principal office where Ryan Alm Advisers, LLC performs its advisory services is located at 500 Oceant Trail Way, Jupiter, FL 33477, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-656-2014 or by fax 561-656-2097. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at ryanalm.com.