Investments By Planners, Inc. (Boca Raton)

Investments By Planners, Inc. is an adviser based in Boca Raton. It manages $58.38 million of regulatory assets for 403 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 4 other states.

Investments By Planners provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investments By Planners: assets under management

The assets under management (AUM) of Investments By Planners, Inc. is $58.38 million. The firm's AUM has gone down by -69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.68 million in discretionary accounts and $1.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.15 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $42.55 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Investments By Planners, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Investments By Planners, Inc.

Gary Dean Saginor has been acting as President since 1 Jan 1995. Leon Shael Saginor joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Dean Saginor	President/principal	1 Jan 1995	25% - 50%	1455006
Clifford Neil Saginor	Secretary/treasurer	1 Jan 1995	25% - 50%	2292883
Leon Shael Saginor	Partner	1 Jan 2001	Other	409020

Based in Boca Raton

The principal office where Investments By Planners, Inc. performs its advisory services is located at 2500 N. Military Trail, Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.