A&M Capital Advisors, LLC (Greenwich)


A&M Capital Advisors, LLC is a large advisory firm based in Greenwich. It manages $1.22 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Connecticut.

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A&M Capital Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A&M Capital Advisors: assets under management

The assets under management (AUM) of A&M Capital Advisors, LLC is $1.22 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 599% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.22 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $303.78 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A&M Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients A&M Capital Advisors serves?

The only and largest group of clients of A&M Capital Advisors is pooled investment vehicles with 4 clients and $1.22 billion of assets under management. Among the 10 most similar advisory firms, A&M Capital Advisors has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $1.22 billion for 4 clients. None of the firm’s clients are foreign persons or businesses.

A&M Capital Advisors also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at A&M Capital Advisors, LLC

The company employs 28 people that are either part- or full-time employees. 93 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Jack Daniel Mccarthy Managing director of a&m capital advisors, lp 1 Sep 2009 Other 2562228
Michael James Odrich Managing director of a&m capital advisors, lp 1 Sep 2009 Other 4510697
Lp A&M Capital Advisors Sole member 1 Sep 2009 75% - 100% 45-4776777
Lp A&M Capital Gp Holdings Limited partner of a&m capital-gp, lp (relying adviser) 1 Sep 2009 25% - 50% 45-4776005
Kurt James Kaull Managing director of a&m capital advisors, lp 1 Nov 2009 Other 1983157
New York Life Insurance Company Limited partner of a&m capital-gp, lp and a&m capital opportunities-gp, lp (relying advisers) 1 Mar 2012 Other 13-5582869
Michael Peter Tamulis Interim cfo of a&m capital advisors, llc 1 Mar 2012 Other 6048388
Jack Daniel Mccarthy Limited partner of a&m capital-gp, lp (relying adviser) 1 Mar 2012 Other 2562228
Michael James Odrich Limited partner of a&m capital-gp, lp (relying adviser) 1 Mar 2012 Other 4510697
Kurt James Kaull Limited partner of a&m capital-gp, lp (relying adviser) 1 Mar 2012 Other 1983157
Lp A&M Capital Gp Associates General partner of a&m capital-gp, lp (relying adviser) 1 Dec 2012 75% - 100% 46-1845082
Michael Ryan Bardorf Chief financial officer and chief compliance officer of a&m capital advisors, lp 1 Aug 2013 Other 6236891
Paul Steven Lattanzio Managing director of a&m capital advisors, lp 1 Feb 2015 Other 1941024
Lp A&M Capital Opportunities Gp Associates General partner of a&m capital opportunities-gp, lp (relying adviser) 1 Jul 2015 75% - 100% 47-4453163
Llc A&M Capital Advisors Gp General partner 1 Apr 2018 75% - 100% 45-4776686

Indirect Owners

The SEC currently registers 21 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bryan Paul Marsal Owner 1 Mar 1984 50% - 75% 1772076
Antonio Clemente Alvarez Owner 1 Mar 1984 50% - 75% 1772079
Alvarez & Marsal Inc. Sole member 1 Sep 2009 75% - 100% 13-3207916
Llc Alvarez & Marsal Capital General partner 1 Sep 2009 Other 27-0417974
Llc A&M Capital Advisors Gp General partner 1 Sep 2009 75% - 100% 45-4776686
Lp Alvarez & Marsal Capital Limited partner 1 Sep 2009 75% - 100% 45-4774916
Llc A&M Capital Advisors Holdings General partner of a&m capital advisors, lp 1 Sep 2009 Other 45-4776686
Lp A&M Capital Gp Holdings Limited partner 1 Dec 2012 25% - 50% 45-4776005
Lp A&M Capital Gp Associates General partner 1 Dec 2012 75% - 100% 46-1845082
Llc Alvarez & Marsal Capital General partner 1 Dec 2012 Other 27-0417974
Lp Alvarez & Marsal Partners Fund Limited partner 1 Sep 2013 25% - 50% 27-2624411
Lp A&M Capital Opportunities Gp Associates General partner 1 Jul 2015 75% - 100% 47-4453163
Llc Alvarez & Marsal Family Capital Limited partner 1 Dec 2015 50% - 75% 47-5629072
Bryan Paul Marsal Owner 1 Dec 2015 50% - 75% 1772076
Antonio Clemente Alvarez Owner 1 Dec 2015 50% - 75% 1772079
Llc Alvarez & Marsal Capital General partner 1 Mar 2016 Other 27-0417974
Lp Alvarez & Marsal Capital Co-managing member 1 Mar 2016 50% - 75% 45-4774916
Lp Alvarez & Marsal Capital (Cayman) Co-managing member 1 Apr 2018 50% - 75% 98-1425773
Llc Alvarez & Marsal Capital (Cayman) General partner 1 Apr 2018 Other 98-1425537
Bryan Paul Marsal Owner 1 Apr 2018 50% - 75% 1772076
Antonio Clemente Alvarez Owner 1 Apr 2018 50% - 75% 1772079

Based in Greenwich

The principal office where A&M Capital Advisors, LLC performs its advisory services is located at 289 Greenwich Ave, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-5880 or by fax 203-742-5900. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at a-mcapital.com.