Schroders Newfinance Capital LLP (London)

Name: Schroders Newfinance Capital LLP
Address: 31 Gresham Street, London, Ec2 V7 Qa
Telephone: +0207 658 6000

Schroders Newfinance Capital LLP is a large advisory firm based in London. It manages $3.15 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2011.

Schroders Newfinance Capital provides portfolio management for businesses and institutional clients, selection of other advisers, and private funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Schroders Newfinance Capital: assets under management

The assets under management (AUM) of Schroders Newfinance Capital LLP is $3.15 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $242.31 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Schroders Newfinance Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Schroders Newfinance Capital LLP

David J Mooney has served as the Chief Investment Officer since 1 Sep 2011 and Miles O'connor is the Chief Executive Officer of Schroders Newfinance Capital LLP family office. Stephen George White joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
New Finance Capital Partners Limited	Direct owner	1 Jun 2004	75% - 100%	foreign entity
Nicholas Moran	Chief financial officer	1 Oct 2010	Other	2371748
Philip James Peter Woolliscroft	Chief compliance officer	1 Jun 2011	Other	5933337
Miles O'connor	Chief executive officer	1 Sep 2011	Other	5983667
David J Mooney	Chief investment officer	1 Sep 2011	Other	4900592
Boudewijn Willem Jansen	Chief operating officer	1 Aug 2012	Other	6174396
Stephen George White	Chief operating officer	1 Jul 2013	Other	6231402

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
New Finance Holdings Limited	Shareholder	1 Aug 2000	75% - 100%	foreign entity
Schroder Holdings (Bermuda) Limited	Shareholder	1 May 2003	75% - 100%	foreign entity
Schroder International Holdings Limited	Shareholder	1 May 2003	75% - 100%	foreign entity
Schroders (Bermuda) Ltd	Shareholder	1 Jun 2003	75% - 100%	foreign entity
Schroder Administration Limited	Shareholder	1 May 2006	75% - 100%	foreign entity
Schroders Plc	Shareholder	1 May 2006	75% - 100%	foreign entity
Schroder International Holdings (Bermuda) Limited	Shareholder	1 May 2006	75% - 100%	foreign entity

Based in London

The principal office where Schroders Newfinance Capital LLP performs its advisory services is located at 31 Gresham Street, London, Ec2 V7 Qa, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +0207 658 6000. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.newfinancecapital.com.