Clearbrook Investment Consulting LLC (New York)

Name: Clearbrook Investment Consulting LLC
Address: 40 East 52 Nd Street, 15 Th Floor, New York, NY, 10022
Telephone: 203-355-0990

Clearbrook Investment Consulting LLC is a large advisory firm based in New York. It manages $545.36 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Massachusetts, New York, and Texas.

Clearbrook Investment Consulting provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clearbrook Investment Consulting: assets under management

The assets under management (AUM) of Clearbrook Investment Consulting LLC is $545.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2076% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $545.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.35 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 45% of the total AUM. The second-largest asset type is investment and business development companies, which make up 27% of the firm’s portfolio. Investments in other assets form 27% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clearbrook Investment Consulting LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elliott Wakefield Wislar serves?

The only and largest group of clients of Elliott Wakefield Wislar is state or municipal government entities with 1 clients and $207.22 million of assets under management. Among the 12 most similar advisory firms, Clearbrook Investment Consulting has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $207.22 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Clearbrook Investment Consulting doesn't advise any private funds.

Careers at Clearbrook Investment Consulting LLC

The company employs 18 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Elliott Wakefield Wislar has been acting as President since 1 Jun 2008. Timothy Chan Ng joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Lincoln Graham	Managing director - chief compliance officer	1 Oct 1985	Other	1572065
Thomas Dean Armstrong	Managing director	1 Aug 1988	Other	7383
Mark Alden Baker	Managing director	1 Apr 2005	Other	1853276
Peter Degolier Grant	Managing director	1 Aug 2006	Other	4599216
Elliott Wakefield Wislar	President	1 Jun 2008	Other	1492343
Llc Clearbrook Financial	Member	1 Aug 2008	75% - 100%	73-1719518
Llc Clearbrook Global Advisors	Member	1 Oct 2010	75% - 100%	73-1719518
Clearbrook Llc	Member	1 Oct 2010	75% - 100%	73-1719518
Cynthia Lauren Mullock	Chief compliance officer	1 Oct 2010	Other	5785734
Walter Alan Gilmore	Chief compliance officer	1 Mar 2011	Other	1996728
Timothy Chan Ng	Managing director	1 Nov 2018	Other	1009388

Indirect Owners

The SEC currently registers 19 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Clearbrook Capital	Managing member	1 Oct 2004	75% - 100%	20-0844202
John Logan Morris	Member	1 Oct 2004	25% - 50%	1061207
Bruce Charles Godfrey	Member	1 Oct 2004	25% - 50%	1274883
Elliott Wakefield Wislar	Elected manager	1 Oct 2004	Other	1492343
Timothy John Stoklosa	Elected manager	1 Oct 2006	Other	4897959
John Patrick Galvin	Elected manager	1 Mar 2008	Other	5085831
Michael J Desola	Elected manager	1 Dec 2008	Other	5665714
Robert J. Mooney	Elected manager	1 May 2009	Other	4085030
Elliott Wakefield Wislar	Elected manager	1 Oct 2010	Other	1492343
Four Families Funding Llc	Member	1 Oct 2010	50% - 75%	61-1605483
James Deforrest Bishop	Elected manager	1 Oct 2010	Other	5871231
Jeffrey Hamilton Salzman	Elected manager	1 Apr 2011	Other	827668
Elliott Wakefield Wislar	Elected manager	1 Apr 2011	Other	1492343
Richard Spencer Frary	Elected manager	1 Apr 2011	Other	706378
Robert Louis Mazzeo	Elected manager	1 Apr 2011	Other	2460221
John B Wislar	Elected manager	1 Jun 2011	Other	1850440
Timothy Chan Ng	Elected manager	1 Aug 2011	Other	1009388
Robert Louis Mazzeo	Elected manager	1 Aug 2011	Other	2460221
Clearbrook Holdings Llc	Member	1 Oct 2017	50% - 75%	82-2741944

Based in New York

The principal office where Clearbrook Investment Consulting LLC performs its advisory services is located at 40 East 52 Nd Street, 15 Th Floor, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-355-0990 or by fax 203-355-0997. The normal business hours are 9:00a - 5:00p on Monday - Friday. You can find more information about the New York firm at clearbrookglobal.com.