Invista Capital Management LLC (Des Moines)

Name: Invista Capital Management LLC
Address: 1900 Hub Tower, Des Moines, IA, 50309
Telephone: 515-247-6582

Invista Capital Management LLC is a large advisory firm based in Des Moines. It manages $22.97 billion of regulatory assets for 106 client accounts. It has been registered with the SEC as an adviser since 2001.

Invista Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invista Capital Management: assets under management

The assets under management (AUM) of Invista Capital Management LLC is $22.97 billion. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.93 billion in discretionary accounts and $35.56 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.64 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.85 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invista Capital Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Invista Capital Management LLC

Dennis Paul Francis has been acting as President since 1 Dec 1998. Scott Davis Opsal has served as the Chief Investment Officer since 1 Dec 1998. Paul Alexander Dow joined the executive team most recently as the Executive Director Us Equity Investment.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard W Hibbs	Director of marketing	1 Dec 1998	Other	874204
Dennis Paul Francis	Chairman	1 Dec 1998	Other	4343489
Scott Davis Opsal	Chief investment officer	1 Dec 1998	Other	4346465
Rhett Brandon Fritz	Director of technology	1 Dec 1998	Other	4346477
Michael Dennis Roughton	Counsel	1 Dec 1998	Other	2136236
Principal Holding Company	Sole member, 100% ownership	1 Dec 1998	75% - 100%	42-0942600
Rollin Clark Woltjen	President and ceo	1 Sep 2000	Other	471679
Tim Howald	Cfo, coo, and compliance officer	1 Jan 2001	Other	3070136
Principal Capital Management Llc	Sole member, 100% ownership	1 Apr 2001	75% - 100%	109002
Paul Alexander Dow	Executive director us equity investment	1 Jan 2002	Other	71140

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Principal Life Insurance Company	100% owner	1 Sep 1998	75% - 100%	42-0127290
Principal Life Insurance Company	100% owner	1 Dec 1998	75% - 100%	42-0127290
Inc. Principal Financial Services	100% owner	1 Dec 1998	75% - 100%	42-1476367
Inc. Principal Financial Group	100% owner	1 Dec 1998	75% - 100%	42-1476366
Principal Mutual Holding Company	100% owner	1 Dec 1998	75% - 100%	42-1476365
Inc. Principal Financial Group	100% owner	1 Oct 2001	75% - 100%	42-1520346
Inc. Principal Financial Services	100% owner	1 Oct 2001	75% - 100%	42-1520348

Based in Des Moines

The principal office where Invista Capital Management LLC performs its advisory services is located at 1900 Hub Tower, Des Moines, IA 50309, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 515-247-6582 or by fax 515-362-0676. The normal business hours are 7:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at www.invistacapital.com.