Stone Beach Investment Management, LLC (Westport)

Stone Beach Investment Management, LLC is an investment adviser to an investment company based in Westport. It manages $18.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014.

Stone Beach Investment Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio accounting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stone Beach Investment Management: assets under management

The assets under management (AUM) of Stone Beach Investment Management, LLC is $18.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stone Beach Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stone Beach Investment Management serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Stone Beach Investment Management is investment companies with 1 clients and $10.98 million of assets under management. Among the 0 most similar advisory firms, Stone Beach Investment Management has the 0th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $18.12 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Stone Beach Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Stone Beach Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Wayne Lysenko	Managing member, cco	1 Apr 2008	75% - 100%	6048312
Clarice King Lysenko	Member	1 Apr 2008	Other	6048329
Edward Donald Smith	Executive officer	1 Jan 2011	Other	1443918
Alan Paul Swide	Chief risk management officer	1 Jan 2011	Other	1054553

Based in Westport

The principal office where Stone Beach Investment Management, LLC performs its advisory services is located at 51 Riverside Ave, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-956-7620 or by fax 203-956-7619. The normal business hours are 9am - 4pm on Monday - Friday.