Conseco Capital Management Inc. (Carmel)

Name: Conseco Capital Management Inc.
Address: 535 N. College Drive, Carmel, IN, 46032
Telephone: 317-817-4086

Conseco Capital Management Inc. is a large advisory firm based in Carmel. It manages $27.17 billion of regulatory assets for 105 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana and Texas.

Conseco Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Conseco Capital Management: assets under management

The assets under management (AUM) of Conseco Capital Management Inc. is $27.17 billion. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.14 billion in discretionary accounts and $31.86 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $268.71 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $7.97 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Conseco Capital Management Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Conseco Capital Management Inc.

Maxwell Ernest Bublitz has been acting as President since 1 Nov 1987. Eric R. Johnson joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Maxwell Ernest Bublitz	President/ceo	1 Nov 1987	Other	4346744
Inc. Conseco	Sole owner	1 Dec 1987	75% - 100%	35-1468632
Nora Ann Bammann	Svp/chief operations officer	1 Dec 1987	Other	2041946
Michael Earl Hoover	Vp, institutional marketing	1 Mar 1989	Other	2142382
Gregory James Hahn	Svp, chief investment officer	1 May 1989	Other	1719374
Richard W. Burke	Vp/information systems	1 Sep 1993	Other	4347227
Robert L. Cook	Vp/sr. securities analyst	1 Apr 1994	Other	4347234
Karen Rhea Palczynski	2nd vice president	1 Aug 1995	Other	2508179
Eric R. Johnson	Vp/sr. securities analyst	1 Mar 1997	Other	4346768
John R. Kline	Vp/finance & treasurer	1 May 1997	Other	4346747
Eric David Todd	Vp/sr. securities analyst	1 Feb 1998	Other	2175308
William Patrick Michael Kovacs	Vp/chief compliance officer/chief legal officer	1 Feb 1999	Other	1465530
Kimberly Susan Schmucker	Vice president	1 Dec 1999	Other	2505632
Donald Bruce Johnston	Senior vice president	1 Feb 2000	Other	1036606
William Thomas Lissenden	Vp/director of research	1 Mar 2000	Other	310720
Thomas J. Kilian	Director	1 Jun 2000	Other	4346746
Wei N/A Wei	Vice president	1 Jun 2000	Other	4347209
Todd C. Thompson	Vice president	1 Jul 2000	Other	4346767
Rodney Alan Schmucker	Vp/investment operations	1 Jul 2000	Other	1958331
Richard Anthony Jasinski	Vice president	1 Sep 2000	Other	2282679
Audrey L. Bruch	Vp/controller	1 Dec 2000	Other	4347202
Susan Ruhl	Vp/dir. institutional sales	1 Jan 2001	Other	2616814
Eric David Todd	Senior vice president	1 Aug 2001	Other	2175308
William J. Shea	Director	1 Jan 2002	Other	4514911
Eric R. Johnson	President	1 Sep 2003	Other	4346768

Based in Carmel

The principal office where Conseco Capital Management Inc. performs its advisory services is located at 535 N. College Drive, Carmel, IN 46032, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 317-817-4086 or by fax 317-817-6336. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.ccminvest.com.