Prflug Koory, LLC (Omaha)

Prflug Koory, LLC is a large advisory firm based in Omaha. It manages $36.97 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Nebraska.

Prflug Koory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Prflug Koory: assets under management

The assets under management (AUM) of Prflug Koory, LLC is $36.97 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $10.38 million in discretionary accounts and $26.59 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $358.06 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.48 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prflug Koory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Prflug Koory, LLC

Thomas Frederick Pflug has been acting as President since 1 Sep 2000. Marcia Ann Koory joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Frederick Pflug	President	1 Sep 2000	75% - 100%	2148752
Marcia Ann Koory	Vice-president	1 Sep 2000	Other	1148754

Based in Omaha

The principal office where Prflug Koory, LLC performs its advisory services is located at 14441 Dupont Circle, Omaha, NE 68144, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.