Custom Portfolio Group LLC (Englewood)

Name: Custom Portfolio Group LLC
Address: 9800 Pyramid Court, Englewood, CO, 80112
Telephone: 720.259.5113

Custom Portfolio Group LLC is a large advisory firm based in Englewood. It manages $123.68 million of regulatory assets for 80 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Colorado and Texas.

Custom Portfolio Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Custom Portfolio Group: assets under management

The assets under management (AUM) of Custom Portfolio Group LLC is $123.68 million. The firm's AUM has grown by 37% since the beginning of its operation, and $13.74 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $116.52 million in discretionary accounts and $7.16 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.49 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.58 million.

Custom Portfolio Group has custody of $28.86 million in cash and securities for 33 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 63% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Custom Portfolio Group LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Custom Portfolio Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Custom Portfolio Group is high net worth individuals with 51 clients and $102.89 million of assets under management. Among the 14 most similar advisory firms, Custom Portfolio Group has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $123.68 million for 80 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Custom Portfolio Group doesn't advise any private funds.

Careers at Custom Portfolio Group LLC

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Anthony Twibell	President, cco & managing member	1 Aug 2010	75% - 100%	4850302
David A. Twibell	Chief compliance officer	1 Aug 2010	75% - 100%	4850302

Based in Englewood

The principal office where Custom Portfolio Group LLC performs its advisory services is located at 9800 Pyramid Court, Englewood, CO 80112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720.259.5113 or by fax 888.355.3018. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at custompg.com.