Tower Square Investment Management LLC (El Segundo)

Name: Tower Square Investment Management LLC
Address: 200 N. Sepulveda Blvd, El Segundo, CA, 90245
Telephone: 866-489-3100

Tower Square Investment Management LLC is a related adviser based in El Segundo. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Minnesota.

Tower Square Investment Management provides commentary on general market conditions, provide asset allocation and model portfolios to other investment advisers.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

What kind of clients Craig Edward Columbus serves?

The only and largest group of clients of Craig Edward Columbus is other investment advisers with 7 clients and $0 of assets under management. Among the 2 most similar advisory firms, Tower Square Investment Management has the highest percentage of other investment advisers out of all clients.

None of the firm’s clients are foreign persons or businesses.

Tower Square Investment Management doesn't advise any private funds.

Careers at Tower Square Investment Management LLC

The company employs 19 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Edward Columbus has been acting as President since 1 Jun 2015. Gene Fitzgerald Goldman joined the executive team most recently as the President & Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stanley Robert Smiley	Vice president	1 Nov 2012	Other	3004604
Inc. Cetera Financial Group	Sole member	1 Nov 2012	75% - 100%	36-3287737
Ami Shah	Chief compliance officer	1 Jan 2014	Other	5773938
Gene Fitzgerald Goldman	Director of research & co-cio	1 Jun 2015	Other	2630667
Mark Paul Shelson	Treasurer	1 Jun 2015	Other	1819252
Steven James Dunlap	Chief executive officer	1 Jun 2015	Other	2232790
Craig Edward Columbus	President	1 Jun 2015	Other	2523602
Jeffrey Joel Mindlin	Executive director & co-cio	1 Jun 2015	Other	3069859
Lon Gerber	Chief operating officer	1 Jun 2015	Other	5337174
Lisa Anne Gok	Assistant secretary	1 Jun 2015	Other	5059738
Gregory Stephen Wastek	Assistant secretary	1 Jun 2015	Other	2858946
Gregory Alan Olson	Assistant secretary	1 Jun 2015	Other	2692482
Craig Edward Columbus	President and ceo	1 Jul 2015	Other	2523602
Luanne Marie Borowski	Chief compliance officer	1 Nov 2015	Other	2310126
Luanne Marie Graham	Chief compliance officer & secretary	1 Nov 2015	Other	2310126
Adam Nicholas Antoniades	Manager	1 Jul 2016	Other	2261744
James David Ballard	Manager	1 Jul 2016	Other	1714327
Gregory Edward Olson	Assistant secretary	1 Jul 2016	Other	2825351
Gene Fitzgerald Goldman	President & chief investment officer	1 Jul 2017	Other	2630667
Allan Keith Shores	Treasurer	1 Jul 2017	Other	5198775

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Cetera Financial Holdings	Shareholder; 100% of common stock	1 Nov 2009	75% - 100%	30-0588663
Llc Rcs Capital Holdings	Shareholder; 100% of common stock	1 Apr 2014	75% - 100%	46-4779238
Rcs Capital Corporation	Sole member	1 Apr 2014	75% - 100%	38-3894716
Inc. Aretec Group	Sole member	1 Apr 2014	75% - 100%	38-3894716

Based in El Segundo

The principal office where Tower Square Investment Management LLC performs its advisory services is located at 200 N. Sepulveda Blvd, El Segundo, CA 90245, which is also the mailing address of the firm. An additional office of the firm is in St Cloud, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-489-3100 or by fax 877-338-2161. The normal business hours are 9:00 to 5:00 pt on Monday - Friday. You can find more information about the New York firm at towersquare.com/.