J.H. Whitney Capital Partners, LLC (New Canaan)

Name: J.H. Whitney Capital Partners, LLC
Address: 130 Main Street, New Canaan, CT, 06840
Telephone: 203-716-6100

J.H. Whitney Capital Partners, LLC is a large advisory firm based in New Canaan. It manages $874.52 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

J.H. Whitney Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.H. Whitney Capital Partners: assets under management

The assets under management (AUM) of J.H. Whitney Capital Partners, LLC is $874.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $874.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $174.9 million each.

J.H. Whitney Capital Partners has custody of $874.52 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.H. Whitney Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients J.H. Whitney Capital Partners serves?

The only and largest group of clients of J.H. Whitney Capital Partners is pooled investment vehicles with 5 clients and $874.52 million of assets under management. Among the 8 most similar advisory firms, J.H. Whitney Capital Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $874.52 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

J.H. Whitney Capital Partners also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at J.H. Whitney Capital Partners, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Remo Vigano	Managing director; managing member	1 Nov 2004	25% - 50%	2526783
Robert Mann Williams	Managing director; managing member	1 Nov 2004	25% - 50%	2671034
Michael Charles Salvator	Managing director; managing member; chief financial officer	1 Nov 2004	Other	4374068
Peter Muir Castleman	Non-managing member	1 Nov 2004	25% - 50%	4372912
Kevin John Curley	General counsel; chief compliance officer	1 Nov 2004	Other	4513714
James Harrison Fordyce	Managing director; managing member	1 Nov 2004	Other	4372813
Brian N Cherry	Managing director	1 Nov 2004	Other	2791489
Steven Eric Rodgers	Senior managing director; managing member	1 Jan 2017	25% - 50%	2419686
David John Zatlukal	Chief financial officer	1 Jul 2017	Other	6930853

Based in New Canaan

The principal office where J.H. Whitney Capital Partners, LLC performs its advisory services is located at 130 Main Street, New Canaan, CT 06840, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-716-6100 or by fax 203-716-6122. The normal business hours are 8:30 a.m. - 5:30 a.m. on Monday - Friday. You can find more information about the New York firm at whitney.com.