Wilmington Brokerage Services Company (Wilmington)

Name: Wilmington Brokerage Services Company
Address: 1100 North Market Street, Wilmington, DE, 19890
Telephone: 716-651-4783

Wilmington Brokerage Services Company is a pension cosultant based in Wilmington. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 22 other states.

Wilmington Brokerage Services Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wilmington Brokerage Services Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wilmington Brokerage Services Company

Rodney Paul Wood has been acting as President since 1 Mar 2003. Wilmington Trust Corporation joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wilmington Trust Company	Bank and trust company	1 Mar 1901	75% - 100%	51-0055023
Wilmington Trust Company	Bank and trust company	1 Mar 1981	75% - 100%	51-0055023
Hugh David Jr Leahy	Director, senior vice president	1 Oct 1995	Other	2841702
Hugh David Jr Leatty	Director, senior vice president	1 Oct 1995	Other	2841702
James Vincent Scurria	Director, chief compliance officer, assistant vice president	1 Aug 1996	Other	866535
Steven Craig Butz	Assistant vice president, senior registered option principal and compliance registered options principal	1 Mar 1998	Other	2213840
James Salvatore Gandolfo	Director, president, chief executive officer	1 Apr 1998	Other	1302354
Carol Elizabeth Arnott	Vice president, sales manager	1 Oct 1999	Other	1896873
Robert Michael Fox	Compliance manager	1 Jun 2001	Other	4420688
Robert Michael Fox	Director, vice president, treasurer and compliance manager	1 Jul 2001	Other	4420688
Rodney Paul Wood	Director	1 Mar 2003	Other	xxx-xx-xxxx
John R. Giles	Director	1 Mar 2003	Other	xxx-xx-xxxx
John Russell Giles	Director	1 Mar 2003	Other	4646747
Robert Michael Fox	Director, vice president, treasurer and chief compliance officer	1 Oct 2004	Other	4420688
Gary David Scheidecker	Assistant vice president, senior registered option principal and compliance registered options principal	1 Feb 2005	Other	2351450
Suzanne Kay Courterjann	Assistant vice president and compliance officer	1 Feb 2005	Other	1282573
Robert Michael Fox	Director, president, treasurer and chief compliance officer	1 May 2005	Other	4420688
Neil Edward Wolfson	Director	1 Jun 2005	Other	2214624
Michael Leroy Adamson	Vice president, trading manager, director	1 Jun 2005	Other	1358
Robert Mcgee Jr Balentine	Director	1 Jun 2005	Other	871621
Robert Michael Fox	Director, president and treasurer	1 Feb 2007	Other	4420688
Suzanne Kay Courterjann	Vice president and chief compliance officer	1 Feb 2007	Other	1282573
Michael Leroy Adamson	Director, vice president, trading manager,senior registered options principal and compliance registered options principal	1 Feb 2007	Other	1358
Darryl Stephen Grayson	Director, president and treasurer	1 Mar 2007	Other	2296764
John Henry Donegan	Assistant vice president, operations manager and compliance registered options principal	1 Mar 2007	Other	1372279
Mark Anthony Alberta	Vice president, treasurer and cfo	1 Oct 2007	Other	1487489
Jayne Louise Abercrombie	President	1 Nov 2007	Other	1741945
Taneia C Yarbrough	Chief compliance officer	1 Feb 2008	Other	4535569
Robert Michael Fox	President, cfo, director, asst secretary	1 Apr 2008	Other	4420688
Gary David Scheidecker	Crop	1 Jun 2008	Other	2351450
Marilyn Talman	Director	1 Sep 2009	Other	5123010
Michael A Digregorio	Director	1 Sep 2009	Other	5714087
Manufacturers And Traders Trust Company	Owner	1 May 2011	75% - 100%	16-0538020
Carol Ann Goulding	Director	1 May 2011	Other	2410336
Michael J Keane	Director	1 May 2011	Other	5630279
Christopher Douglas Randall	Director, president	1 May 2011	Other	1567178
Susan Stinson	Director	1 May 2011	Other	5958854

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Wilmington Trust Corporation	Bank holding company	1 Mar 1985	75% - 100%	51-0328154
Wilmington Trust Corporation	Owner	1 May 2011	75% - 100%	51-0328154
M&T Bank Corporation	Owner	1 May 2011	75% - 100%	16-0968385

Based in Wilmington

The principal office where Wilmington Brokerage Services Company performs its advisory services is located at 1100 North Market Street, Wilmington, DE 19890, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-651-4783 or by fax 716-651-4999. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.wilmingtontrust.com.