Rockshelter Capital Management LLC (Canonsburg)

Name: Rockshelter Capital Management LLC
Address: 4000 Town Center Boulevard, Canonsburg, PA, 15317
Telephone: 412.586.3750

Rockshelter Capital Management LLC is a large advisory firm based in Canonsburg. It manages $341.9 million of regulatory assets for 196 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, Florida, Michigan, and Pennsylvania.

Rockshelter Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockshelter Capital Management: assets under management

The assets under management (AUM) of Rockshelter Capital Management LLC is $341.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $341.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.74 million each.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 19% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rockshelter Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rockshelter Capital Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Rockshelter Capital Management is high net worth individuals with 148 clients and $295.4 million of assets under management. Among the 11 most similar advisory firms, Rockshelter Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $341.9 million for 196 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rockshelter Capital Management doesn't advise any private funds.

Careers at Rockshelter Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Alan Rex	Portfolio manager / analyst	1 Oct 2013	75% - 100%	2513385
David Robert Fallgren	Chief compliance officer	1 Oct 2013	Other	2790870

Based in Canonsburg

The principal office where Rockshelter Capital Management LLC performs its advisory services is located at 4000 Town Center Boulevard, Canonsburg, PA 15317, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 412.586.3750. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at rockshelter.net.