Geneos Wealth Management, Inc. (Centennial)

Name: Geneos Wealth Management, Inc.
Address: 9055 E. Mineral Circle, Centennial, CO, 80112
Telephone: 303-785-8470

Geneos Wealth Management, Inc. is a large advisory firm based in Centennial. It manages $3.29 billion of regulatory assets for 15,747 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Geneos Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Geneos Wealth Management: assets under management

The assets under management (AUM) of Geneos Wealth Management, Inc. is $3.29 billion. The firm's AUM has grown by 4968% since the beginning of its operation, and $15.39 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.28 billion in discretionary accounts and $17.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $208.64 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $429.71 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Geneos Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients George Theodore Diachok serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of George Theodore Diachok is individuals with 15,323 clients and $2.73 billion of assets under management. Among the 9 most similar advisory firms, Geneos Wealth Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $3.29 billion for 15,747 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Geneos Wealth Management doesn't advise any private funds.

Careers at Geneos Wealth Management, Inc.

The company employs 230 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 230 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

George Theodore Diachok has been acting as President since 1 Apr 2002. Ryan Wesley Diachok joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Russell Rhine Diachok	Ceo	1 Apr 2002	Other	1049804
George Theodore Diachok	Chairman	1 Apr 2002	Other	66991
Jodee May Brubaker Rager	Chief compliance officer	1 Jun 2002	Other	1888958
Wesley Alan Coleman	Chief marketing officer	1 Jun 2002	Other	1370510
Paul Samuel Mesard	Vice president and chief financial officer	1 Jun 2002	Other	2230854
Mercantile/Colorado Llc	Shareholder	1 Nov 2002	Other	81-0584488
Mercantile/Colorado Llc	Stockholder	1 Dec 2002	Other	81-0584488
Kevin Mitchell Starkey	Vice president sales and marketing	1 Sep 2003	Other	2993137
Dean Allen Rager	Senior vice president & chief advisory compliance officer	1 Dec 2003	Other	2852133
Dana Lawrence Woodbury	Vp of advisory services and due diligence	1 Dec 2003	Other	1012797
Craig Alan Miller	Director	1 Jan 2004	Other	xxx-xx-xxxx
Douglas Guy Templetrujillo	Chief financial officer	1 Jun 2004	Other	707885
Kimberly Ann Halkett	Compliance officer - advisory services	1 Dec 2004	Other	xxx-xx-xxxx
Inc Gwm Holdings	Stockholder	1 Aug 2007	75% - 100%	20-5307411
Raymond Corey Olson	Cfo/controller	1 Aug 2010	Other	1527445
Raymond Corey Olson	Cfo	1 Jan 2012	Other	1527445
Ryan Wesley Diachok	President	1 Jan 2014	Other	4047236

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mercantile Bankshares Corporation	Shareholder	1 Dec 2002	25% - 50%	52-0898572
Russell Rhine Diachok	Shareholder	1 May 2007	25% - 50%	1049804
George Theodore Diachok	Shareholder	1 May 2007	25% - 50%	66991
Gwm Holdings Inc.	Holding company	1 Aug 2007	75% - 100%	20-5307411
Geneos Wealth Advisors Llc	Wholly owned subsidiary	1 Oct 2007	25% - 50%	20-5307812
Gentech Llc	Wholly owned subsidiary	1 Oct 2007	25% - 50%	20-5307703
Gwm Enterprises Llc	Owns building leased to geneos; owners are same as geneos	1 Oct 2007	25% - 50%	20-8694759

Based in Centennial

The principal office where Geneos Wealth Management, Inc. performs its advisory services is located at 9055 E. Mineral Circle, Centennial, CO 80112, which is also the mailing address of the firm. An additional office of the firm is in Rochester, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-785-8470 or by fax 303-785-8482. The normal business hours are monday - thursday 7am - 5pm, friday 7amto 4pm on Monday - Friday. You can find more information about the New York firm at geneoswealth.com.