Neuberger Berman Europe Limited (London)

Name: Neuberger Berman Europe Limited
Address: Lansdowne House, London, W1 J 6 Er
Telephone: +44 203-214-9000

Neuberger Berman Europe Limited is a large advisory firm based in London. It manages $49.09 billion of regulatory assets for 126 client accounts. It has been registered with the SEC as an adviser since 2013.

Neuberger Berman Europe Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neuberger Berman Europe Limited: assets under management

The assets under management (AUM) of Neuberger Berman Europe Limited is $49.09 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 80% since the beginning of its operation, and $40.19 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $49.09 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $389.6 million each.

Investments

The firm invests in sovereign bonds the most. They account for 28% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 19% of the firm’s portfolio. Investments in exchange traded securities form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Neuberger Berman Europe Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph Vincent Amato serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Joseph Vincent Amato is pooled investment vehicles with 91 clients and $36.41 billion of assets under management. Among the 8 most similar advisory firms, Neuberger Berman Europe Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $49.09 billion for 126 clients. 89% of the firm’s clients are foreign persons or businesses.

Neuberger Berman Europe Limited also advises several private funds. Namely, two hedge funds and forty one other private funds. The minimum investment commitment required of non-related persons is $1,000 for each fund.

Careers at Neuberger Berman Europe Limited

The company employs 252 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph Vincent Amato has been acting as President since 1 May 2009. Nick Styman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nbeh Limited	Holding company/owner	1 May 2009	75% - 100%	foreign
Joseph Vincent Amato	Director	1 May 2009	Other	2210305
Dirk Van Lomwel	Ceo, director	1 May 2009	Other	6044539
David Anthony Cruise	Senior vice president, head of finance	1 May 2009	Other	6044549
Heather P. Zuckerman	Director	1 May 2009	Other	4107706
Helen Jane Richards	Senior vice president, head of compliance	1 May 2009	Other	6047771
Meekal Hashmi	Senior vice president, general counsel, director	1 Mar 2012	Other	6044552
Hung Vay Luc	Senior vice president, head of compliance	1 Feb 2015	Other	6459435
Michele Green	Director, general counsel	1 Jan 2016	Other	1954954
Nick Styman	Chief compliance officer	1 Aug 2016	Other	4354616
James Charles Frazer Harvey	Director	1 Aug 2016	Other	4273737

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lehman Brothers Holdings Inc.	Member	1 Oct 2003	25% - 50%	13-3216325
Neuberger Berman Europe Holdings Llc	Member	1 Feb 2009	75% - 100%	35-2357183
Neuberger Berman Group Llc	Member	1 Feb 2009	75% - 100%	61-1591182
Neuberger Berman Europe Holdings Ii Llc	Owner	1 Mar 2009	75% - 100%	80-0357895
Llc Nbsh Acquisition	Member	1 May 2009	75% - 100%	26-4383171

Based in London

The principal office where Neuberger Berman Europe Limited performs its advisory services is located at Lansdowne House, London, W1 J 6 Er, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 203-214-9000 or by fax +44 203-214-9141. The normal business hours are 9.00am - 5.00pm on Monday - Friday. You can find more information about the New York firm at nb.com/europe.