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Mid Ocean Associates, Spc (New York)


Mid Ocean Associates, Spc is a large advisory firm based in New York. It manages $1.8 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of New York.

Mid Ocean Associates, Spc provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mid Ocean Associates, Spc: assets under management

The assets under management (AUM) of Mid Ocean Associates, Spc is $1.8 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $1.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $900 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mid Ocean Associates, Spc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Edward Virtue Shareholder 1 Jan 2003 50% - 75% 1236163
Graham Clempson Shareholder 1 Jan 2003 25% - 50% 4630137

Based in New York

The principal office where Mid Ocean Associates, Spc performs its advisory services is located at 320 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-497-1400 or by fax 212-497-1373. The normal business hours are 9:00-5:00 on Monday - Friday.


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