Waterstreet Investment Consultants, LLC (Austin)

Waterstreet Investment Consultants, LLC is a large advisory firm based in Austin. It manages $362.45 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Texas.

Waterstreet Investment Consultants provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Waterstreet Investment Consultants: assets under management

The assets under management (AUM) of Waterstreet Investment Consultants, LLC is $362.45 million. The firm's AUM has grown by 5468% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.73 million in discretionary accounts and $356.72 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.91 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.51 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Waterstreet Investment Consultants, LLC for their services and products based on hourly charges and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Waterstreet Investment Consultants, LLC

James David Stoker has been acting as President since 1 Mar 2008. Lindsay Vandevev Rogers joined the executive team most recently as the Chief Operating Officer/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James David Stoker	Managing director	1 Mar 2004	75% - 100%	1380125
Patricia Ann Stoker	Member - class a / senior vice president	1 May 2005	Other	2287518
Laura Elizabeth Boner	Special member / vice president, secretary and treasurer	1 May 2005	Other	3020606
Laura Elizabeth Bonner	Special member / vice president, secretary and treasurer	1 May 2005	Other	3020606
Laura Elizabeth Bonner	Special member / chief operating officer/secretary/treasurer	1 Nov 2006	Other	3020606
James David Stoker	President and chief executive officer	1 Nov 2006	75% - 100%	1380125
James David Stoker	President/chief compliance officer	1 Mar 2008	75% - 100%	1380125
Lindsay Vandevev Rogers	Chief operating officer/chief compliance officer	1 Aug 2008	Other	4570706

Based in Austin

The principal office where Waterstreet Investment Consultants, LLC performs its advisory services is located at 100 Congress Avenue, Austin, TX 78701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.