Barclays Global Investors Canada Limited (Toronto, Ontario)

Name: Barclays Global Investors Canada Limited
Address: Bce Place, 161 Bay Street Suite 2500, Toronto, Ontario, M5 J 2 S1
Telephone: 416-643-4000

Barclays Global Investors Canada Limited is an adviser based in Toronto, Ontario. It manages $28.09 billion of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2001.

Barclays Global Investors Canada Limited provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Barclays Global Investors Canada Limited: assets under management

The assets under management (AUM) of Barclays Global Investors Canada Limited is $28.09 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.09 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $160.49 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Barclays Global Investors Canada Limited for their services and products based on a percentage of assets under management, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Barclays Global Investors Canada Limited

Garrett Frank Bouton has been acting as President since 1 Jul 1999. Emma Butao Mangahas joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerrard Patrick Rocchi	Ceo/director	1 Jun 1997	Other	4369821
Garrett Frank Bouton	Chairman/director	1 Jul 1999	Other	4369818
Rajiv Rai Silgardo	Cio/director	1 Jan 2000	Other	4369824
Barclays Capital International Canada Limited	Shareholder	1 Dec 2000	75% - 100%	99-9999999
Barclays Global Investors Holdings Canada Limited	Shareholder	1 Dec 2000	75% - 100%	99-9999999
Subhas Sen	Cfo	1 Feb 2001	Other	4369835
Warren Veasy Collier	Clo/secretary	1 Feb 2001	Other	4369832
William Chinery	Manager, business development	1 Feb 2001	Other	4370691
Emma Butao Mangahas	Cco	1 Mar 2001	Other	4369840

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Barclays Plc	Shareholder	1 Jan 2000	75% - 100%	13-4942190
Barclays Global Investors Uk Holdings Limited	Shareholder	1 Nov 2000	75% - 100%	99-9999999

Based in Toronto, Ontario

The principal office where Barclays Global Investors Canada Limited performs its advisory services is located at Bce Place, 161 Bay Street Suite 2500, Toronto, Ontario, M5 J 2 S1, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-643-4000 or by fax 416-643-4079. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.barclaysglobal.com/canada.