Main Management Etf Advisors, LLC (San Francisco)

Name: Main Management Etf Advisors, LLC
Address: 601 California Street, San Francisco, CA, 94108 2811
Telephone: 415-217-5800

Main Management Etf Advisors, LLC is a large advisory firm based in San Francisco. It manages $361.08 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of California.

Main Management Etf Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Main Management Etf Advisors: assets under management

The assets under management (AUM) of Main Management Etf Advisors, LLC is $361.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $361.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $361.08 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Main Management Etf Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Main Management Etf Advisors serves?

The only and largest group of clients of Main Management Etf Advisors is investment companies with 1 clients and $361.08 million of assets under management. Among the 11 most similar advisory firms, Main Management Etf Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $361.08 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Main Management Etf Advisors doesn't advise any private funds.

Careers at Main Management Etf Advisors, LLC

The company employs 12 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Blaine Anderson Docker	Secretary and chief operating officer	1 Feb 2017	Other	5309509
Hafeez Akber Esmail	Chief compliance officer	1 Feb 2017	Other	2567325
Kim David Arthur	President and chief executive officer	1 Feb 2017	Other	1754934
Llc Main Management	Managing member and sole owner	1 Feb 2017	75% - 100%	120361

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Wesley Concidine	Managing member	1 Jul 2002	25% - 50%	51869
Kim David Arthur	Managing member, ceo and president	1 Aug 2002	25% - 50%	1754934

Based in San Francisco

The principal office where Main Management Etf Advisors, LLC performs its advisory services is located at 601 California Street, San Francisco, CA 94108 2811, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-217-5800 or by fax 415-217-5809. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at mainmgtetfs.com/.