Foxhall Capital Management, Inc. (Middleburg)

Name: Foxhall Capital Management, Inc.
Address: 2 West Washington Street, Middleburg, VA, 20118
Telephone: 203-891-8377

Foxhall Capital Management, Inc. is a related adviser based in Middleburg. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Idaho, Nebraska, and 4 other states.

Foxhall Capital Management provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Foxhall Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Carl Edward Oberholtzer serves?

The only and largest group of clients of Carl Edward Oberholtzer is individuals with 32 clients and $0 of assets under management. Among the 2 most similar advisory firms, Foxhall Capital Management has the highest percentage of individuals out of all clients.

None of the firm’s clients are foreign persons or businesses.

Foxhall Capital Management doesn't advise any private funds.

Careers at Foxhall Capital Management, Inc.

The company employs 5 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Carl Edward Oberholtzer has been acting as President since 1 Dec 2008. Paul George Dietrich joined the executive team most recently as the Chairman, President, Ceo, Cio, Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Hammond Cunningham	Vice president, senior portfolio manager	1 Mar 1996	Other	839378
Ltd. Eton Court Asset Management	Shareholder	1 May 1999	75% - 100%	54-1947909
Paul George Dietrich	Chairman, ceo, cio, cco	1 May 1999	Other	4389176
David Hudson Morton	Senior vice president, investment research	1 Sep 2006	Other	1141533
Heather June Leonard	Chief operating officer	1 Mar 2007	Other	5377018
Lawrence Thomas Mchugh	Chief compliance officer and chief governance officer	1 Dec 2007	Other	1086477
Carl Edward Oberholtzer	President	1 Dec 2008	Other	1004664
David H Parker	Chief marketing & sales officer	1 Dec 2008	Other	356533
Vicki Smith Smelley	Asst corporate secretary	1 Dec 2008	Other	5660771
Myla Chadwick	Chief operating officer	1 Dec 2008	Other	5662305
Hayward Lamar Sawyer	Chief distribution officer	1 Dec 2009	Other	411723
Michael Angelo Zielinski	Chief compliance officer	1 Aug 2010	Other	3104115
Matthew Stephen Hardin	Chief compliance officer	1 Apr 2012	Other	2366634
Waterside Capital Corporation	Owner	1 Aug 2012	75% - 100%	54-1694665
Paul George Dietrich	Chairman, president, ceo, cio, cco	1 Feb 2013	Other	4389176

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Carl Edward Oberholtzer	Partner	1 Dec 2007	25% - 50%	1004664
Hayward Lamar Sawyer	Partner	1 Dec 2007	25% - 50%	411723
David H Parker	Partner	1 Dec 2007	25% - 50%	356533
E2 Financial Equity Distribution Llc	Shareholder	1 Feb 2008	25% - 50%	26-1777534
E2 Financial Equity Distribution	Shareholder	1 Feb 2008	25% - 50%	26-1777534

Based in Middleburg

The principal office where Foxhall Capital Management, Inc. performs its advisory services is located at 2 West Washington Street, Middleburg, VA 20118 The mailing address of the firm is 2 West Washington Street, Middleberg, PA 20118. An additional office of the firm is in Upperville, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-891-8377 or by fax 203-891-8382. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at foxhallcapital.com.