Suntrust Capital Markets, Inc. (Atlanta)

Suntrust Capital Markets, Inc. is a large advisory firm based in Atlanta. It manages $1.35 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 32 other states.

Suntrust Capital Markets provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Capital Markets: assets under management

The assets under management (AUM) of Suntrust Capital Markets, Inc. is $1.35 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5249% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.35 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $450 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Capital Markets, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Capital Markets, Inc.

Robert Charles Shufeldt has been acting as President since 1 Mar 2001. William J. Mayfield joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Suntrust Banks	Parent company	1 Jan 1998	75% - 100%	58-1575035
Georgett B Dickinson	Secretary	1 Jan 1998	Other	2520235
Laura Jean Deasy	Cfo/coo	1 Jun 1999	Other	1290566
John William Jr Clay	Director/chairman	1 May 2000	Other	1464932
Robert Charles Shufeldt	Chief executive officer/director	1 Mar 2001	Other	1969379
Martin Ted Mayden	Managing director/member of the board	1 Mar 2001	Other	1724731
David Harry Eidson	Vice chairman of the board/managing director	1 Jul 2001	Other	4380644
Thomas Kit Tracy	Member of the board/division president	1 Jul 2001	Other	448733
Roderick A Dowling	Member of the board/managing director	1 Jul 2001	Other	2053082
William Henry Jr Rogers	Member of the board	1 Jul 2001	Other	xxx-xx-xxxx
Mark Alan Chancy	Member of the board	1 Jul 2001	Other	2478714
William Ashby Iii Jump	Director of capital markets	1 Jul 2001	Other	862941
Roderick Anthony Dowling	Member of the board/managing director	1 Jul 2001	Other	2053082
Rodney Trent Toothman	Crop/srop	1 Aug 2001	Other	xxx-xx-xxxx
David Cannon Prince	Chief compliance officer	1 Aug 2001	Other	1636628
Dennis Harold Nordman	Crop	1 Nov 2002	Other	1277143
Thomas Kit Tracy	Srop	1 Mar 2003	Other	448733
Hugh Mcmaster Jr Tarbutton	Srop	1 Aug 2003	Other	1837716
Gerard Joseph Jr Omeara	Member of the board/division president	1 Aug 2003	Other	2346194
James Kelly Jr Ardrey	Cfo/coo	1 Mar 2004	Other	2371042
David Cannon Prince	Chief compliance officer and corporate secretary	1 Jan 2005	Other	1636628
James John Stathis	Managing director	1 Feb 2005	Other	1225499
Amy Weiss Medendorp	Member of the board	1 May 2005	Other	2513923
Hugh Sterling Iii Cummins	Member of the board	1 May 2005	Other	2376506
Sherry J. Agan	Member of the board	1 Jun 2005	Other	4318452
Sherry Jones Agan	Member of the board	1 Jun 2005	Other	4318452
Andrew David Stephenson	Srop	1 Jul 2005	Other	2703693
Thomas Alan Kicak	Bd and ia chief compliance officer	1 Sep 2005	Other	1441596
Albert Charles Kolesar	Chief financial officer	1 Feb 2006	Other	5038013
Kevin T. Roche	Corporate secretary	1 Sep 2006	Other	xxx-xx-xxxx
Christopher Dunwoody Wells	Srop	1 Jan 2007	Other	1956830
Donald Ross Jr Morris	Chief financial officer	1 Mar 2007	Other	3231801
William J. Mayfield	Corporate secretary	1 Jul 2007	Other	xxx-xx-xxxx

Based in Atlanta

The principal office where Suntrust Capital Markets, Inc. performs its advisory services is located at 303 Peachtree Street Ne, Atlanta, GA 30303 The mailing address of the firm is 303 Peachtree Street Ne, Atlanta, GA 30308. It doesn’t run an office outside of the United States.