Garrison Bradford & Associates Inc (New York)

Name: Garrison Bradford & Associates Inc
Address: 228 East 45 Th Street, 6 Th Floor, New York, NY, 10017 3335
Telephone: 212-557-7440

Garrison Bradford & Associates Inc is a large advisory firm based in New York. It manages $149.92 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, and New York.

Garrison Bradford & Associates provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Garrison Bradford & Associates: assets under management

The assets under management (AUM) of Garrison Bradford & Associates Inc is $149.92 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $149.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.14 million each.

Investments

The firm invests in exchange traded securities the most. They account for 78% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in government bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Garrison Bradford & Associates Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William Garrison serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of William Garrison is high net worth individuals with 34 clients and $122.51 million of assets under management. Among the 9 most similar advisory firms, Garrison Bradford & Associates has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $135.96 million for 65 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Garrison Bradford & Associates doesn't advise any private funds.

Careers at Garrison Bradford & Associates Inc

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William Garrison has been acting as President since 1 Jun 1974. Sherli Looi joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Helen Garrison	Secretary	1 Jun 1974	Other	4337053
William Garrison	President	1 Jun 1974	50% - 75%	4337037
William Bradford	Executive vice president, chief compliance officer	1 Dec 1985	25% - 50%	4337039
Elizabeth Silverman	Vice president	1 Apr 1987	Other	4337051
Howard Roy Friedner	Senior vice president	1 Aug 1997	Other	2783904
Sherli Looi	Senior vice president	1 Jul 2014	Other	6464703

Based in New York

The principal office where Garrison Bradford & Associates Inc performs its advisory services is located at 228 East 45 Th Street, 6 Th Floor, New York, NY 10017 3335, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-557-7440 or by fax 212-557-8008. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at garrisonbradfordinvestments.com.