Sgcp Advisors LLC (Stamford)

Name: Sgcp Advisors LLC
Address: One Dock Street, Stamford, CT, 06902
Telephone: 203-355-6100

Sgcp Advisors LLC is a large advisory firm based in Stamford. It manages $162.19 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Connecticut.

Sgcp Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sgcp Advisors: assets under management

The assets under management (AUM) of Sgcp Advisors LLC is $162.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sgcp Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sgcp Advisors LLC

Chris Cesare Casciato has been acting as President since 1 Jan 2015. Sgcp Holdco Llc joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Scott Gasvoda	Chief financial officer, chief operating officer and director	1 Nov 2014	Other	2931349
Justin Todd Mahoney	Senior portfolio manager and director	1 Nov 2014	Other	4583441
Daniel Lawrence Sparks	Chief executive officer, chief investment officer and director	1 Nov 2014	Other	2174113
Jay Frederick Strauss	Chief compliance officer and general counsel	1 Nov 2014	Other	2733943
Sgcp Holdco Llc	Sole shareholder	1 Jan 2015	75% - 100%	36-4799430
Chris Cesare Casciato	Director	1 Jan 2015	Other	1736591
Mitchell Marc Leidner	Director	1 Jan 2015	Other	2420094

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Scott Gasvoda	Limited partner	1 Jan 2015	25% - 50%	2931349
Daniel Lawrence Sparks	Limited partner	1 Jan 2015	25% - 50%	2174113
Lp One Dock Partners	Member	1 Jan 2015	50% - 75%	47-2411580

Based in Stamford

The principal office where Sgcp Advisors LLC performs its advisory services is located at One Dock Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-355-6100 or by fax 203-355-6169. The normal business hours are 8:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at sgcp.com.