Oliphint Associates LLC (San Antonio)

Name: Oliphint Associates LLC
Address: 11503 Nw Military Highway, Suite 206, San Antonio, TX, 78231
Telephone: 210-341-1235

Oliphint Associates LLC is a large advisory firm based in San Antonio. It manages $188 million of regulatory assets for 463 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Louisiana and Texas.

Oliphint Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as consulting and insurance sales firm.

Oliphint Associates: assets under management

The assets under management (AUM) of Oliphint Associates LLC is $188 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $188 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $406.05 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 79% of the total AUM. The second-largest asset type is exchange traded securities, which make up 18% of the firm’s portfolio. Investments in state and local bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oliphint Associates LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oliphint Associates serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Oliphint Associates is high net worth individuals with 42 clients and $136.8 million of assets under management. Among the 12 most similar advisory firms, Oliphint Associates has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $185.6 million for 237 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Oliphint Associates doesn't advise any private funds.

Careers at Oliphint Associates LLC

The company employs 10 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Howard Oliphint	Managing member	1 Jul 2015	75% - 100%	1172870
Debra Lynn Thompson	Chief compliance officer	1 Aug 2015	Other	6225838
Chris Escobedo	Chief compliance officer	1 Apr 2017	Other	xxx-xx-xxxx

Based in San Antonio

The principal office where Oliphint Associates LLC performs its advisory services is located at 11503 Nw Military Highway, Suite 206, San Antonio, TX 78231, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-341-1235 or by fax 210-308-6412. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at oneadvocategroup.com.