Vegaplus Capital Partners (Usa) LLC (New York)

Vegaplus Capital Partners (Usa) LLC is a large advisory firm based in New York. It manages $1.06 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Florida.

Vegaplus Capital Partners (Usa) provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vegaplus Capital Partners (Usa): assets under management

The assets under management (AUM) of Vegaplus Capital Partners (Usa) LLC is $1.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $177.39 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vegaplus Capital Partners (Usa) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vegaplus Capital Partners (Usa) LLC

Michael Burrough Mann joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rajiv Sobti	President & chief investment officer	1 Mar 2004	Other	1543526
Carlos Manuel Asilis	Managing director	1 May 2004	Other	2574188
Julian Barrowcliffe	Managing director	1 May 2004	Other	5070372
Carlos Rey Martin	Director of operations	1 May 2004	Other	5070373
Amrita Mehra	Member	1 Aug 2004	75% - 100%	5094600
Jeffrey Marc Talpins	Managing director	1 Feb 2005	Other	2923552
Larry Seruma	Managing director	1 Mar 2005	Other	2820364
Andrew Eliot Feldman	General counsel & chief compliance officer	1 Jun 2005	Other	2434802
Vega Management Lp	Managing member	1 Nov 2005	75% - 100%	20-3747515
Michael Burrough Mann	Member	1 Feb 2006	75% - 100%	1611306
Carlos Rey Martin	Director of operations	1 Feb 2006	Other	5070373
Kenneth Alan Kolber	Chief financial officer	1 Feb 2006	Other	5053072
Robert Fleming Slutz	Chief executive officer	1 Sep 2006	Other	1626670

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Michael Berg	Managing member	1 May 2005	75% - 100%	1498812
Michael Burrough Mann	Managing member	1 May 2005	75% - 100%	1611306
Vega Gp Llc	General partner	1 Nov 2005	Other	20-3747474
Chopper Holdings Llc	Limited partner	1 Nov 2005	50% - 75%	20-3821076
Jonathan Michael Berg	Director	1 Nov 2005	Other	1498812
Michael Burrough Mann	Director	1 Nov 2005	Other	1611306
Robert Fleming Slutz	Director	1 Nov 2005	Other	1626670
Slackwater Llc	Limited partner	1 Feb 2006	50% - 75%	20-4448288

Based in New York

The principal office where Vegaplus Capital Partners (Usa) LLC performs its advisory services is located at 375 Park Avenue, 29 Th Floor, New York, NY 10152, which is also the mailing address of the firm. An additional office of the firm is in Pinecrest, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-274-3955 or by fax 646-274-3993. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday.