Alliant Retirement Services (Houston)

Name: Alliant Retirement Services
Address: 5444 Westheimer, Houston, TX, 77056
Telephone: (713) 470-4208

Alliant Retirement Services is a pension cosultant based in Houston. It manages $7.01 billion of regulatory assets for 130 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alaska, Arizona, California, and 21 other states.

Alliant Retirement Services provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alliant Retirement Services: assets under management

The assets under management (AUM) of Alliant Retirement Services is $7.01 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $20 million in discretionary accounts and $6.99 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.33 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $60.75 million.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 19% of the firm’s portfolio. Investments in government bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Alliant Retirement Services for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alliant Retirement Services serves?

The firm provides services to pension and profit sharing plans and state or municipal government entities. The largest group of clients of Alliant Retirement Services is pension and profit sharing plans with 125 clients and $7 billion of assets under management. Among the 11 most similar advisory firms, Alliant Retirement Services has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $7.01 billion for 130 clients. None of the firm’s clients are foreign persons or businesses.

Alliant Retirement Services doesn't advise any private funds.

Careers at Alliant Retirement Services

The company employs 15 people that are either part- or full-time employees. 53 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wendy Michelle Conner	Chief compliance officer	1 May 2013	Other	4169248
Alliant Insurance Services	Parent company and managing member	1 May 2013	75% - 100%	33-0785439
Thomas William Corbett	Chairman, ceo & director	1 May 2013	Other	6216166
Paul Gregory Zimmer	President, cfo & director	1 May 2013	Other	6216168
Ralph Stephen Hurst	Sevp & director	1 May 2013	Other	6216169
Thomas W Corbett	Chairman, ceo & director	1 May 2013	Other	6216166
P. Gregory Zimmer	President, cfo & director	1 May 2013	Other	6216168
Ralph S. Hurst	Sevp & director	1 May 2013	Other	6216169

Indirect Owners

The SEC currently registers 16 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. (Parent To Alliant Insurance Services Inc.) Arg Holdings	Parent company	1 Jan 2013	75% - 100%	03-0389032
Inc. (Parent To Arg Holdings Inc.) Alliant Holdings Ii	Parent company	1 Jan 2013	75% - 100%	34-2056545
Inc. (Parent To Alliant Holdings Ii Inc.) Alliant Holdings I	Parent company	1 Jan 2013	75% - 100%	34-2056544
Llc (Parent To Alliant Holdings I Inc.) Alliant Holdings Ii	Parent company	1 Jan 2013	75% - 100%	26-0665537
Llc (Parent To Alliant Holdings Ii Llc) Alliant Holdings I	Parent company and managing member	1 Jan 2013	75% - 100%	26-0665370
Inc. (Parent To Alliant Holdings I Llc) Alliant Holdings Parent	Parent company and managing member	1 Jan 2013	75% - 100%	46-1416009
L.P (Parent To Alliant Holdings Parent Inc.) Alliant Holdings I	Parent company	1 Jan 2013	75% - 100%	46-1419725
Kohlberg Kravis Roberts & Co. L.P.	Parent company and general partner	1 Jan 2013	50% - 75%	144533
Inc. (Parent To Alliant Retirement Services Llc) Alliant Insurance Services	Parent company	1 Jan 2013	75% - 100%	33-0785439
Inc. Arg Holdings	Owner	1 Jan 2013	75% - 100%	03-0389032
Inc. Alliant Holdings Ii	Owner	1 Jan 2013	75% - 100%	34-2056545
Inc. Alliant Holdings I	Owner	1 Jan 2013	75% - 100%	34-2056544
Llc Alliant Holdings Ii	Owner	1 Jan 2013	75% - 100%	26-0665537
Llc Alliant Holdings I	Owner	1 Jan 2013	75% - 100%	26-0665370
Inc. Alliant Holdings Parent	Owner	1 Jan 2013	75% - 100%	46-1416009
L.P Alliant Holdings I	Owner	1 Jan 2013	75% - 100%	46-1419725

Based in Houston

The principal office where Alliant Retirement Services performs its advisory services is located at 5444 Westheimer, Houston, TX 77056 The mailing address of the firm is 2313 S Beverly, Casper, WY 82609. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (713) 470-4208 or by fax (713) 470-4272. The normal business hours are by appointment on Other. You can find more information about the New York firm at alliantretirementservices.com.