Global Securities Advisors, LLC (New York)


Global Securities Advisors, LLC is a large advisory firm based in New York. It manages $92.33 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

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Global Securities Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Global Securities Advisors: assets under management

The assets under management (AUM) of Global Securities Advisors, LLC is $92.33 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -65% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $92.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.08 million each.
Global Securities Advisors has custody of $92.12 million in cash and securities for 4 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Global Securities Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Global Finance Management Corporation Shareholder 1 Oct 2002 75% - 100% n/a
Hernandez Frieri Family Trust Shareholder 1 Oct 2002 75% - 100% n/a
Cesar Gabriel Hernandez Member; manager 1 Oct 2002 Other 3249722
Hh Securities Ltd. Owner 1 Oct 2002 75% - 100% foreign
Global Irrevocable Trust Owner 1 Dec 2004 75% - 100% foreign
General Guardian Corp Trustee 1 Dec 2004 Other 58-2628795
Hh Master Settlement Trust Owner 1 Dec 2004 75% - 100% foreign
Americas Fiduciary Ltd. Trustee 1 Dec 2004 Other foreign

Based in New York

The principal office where Global Securities Advisors, LLC performs its advisory services is located at 405 Lexington Avenue, New York, NY 10174, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2129054927 or by fax 2129054930. The normal business hours are 8 am to 6 pm on Monday - Friday. You can find more information about the New York firm at www.gsadvisors.net.