Frm (Research) LLC (New York)

Frm (Research) LLC is a large advisory firm based in New York. It manages $867.81 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002.

Frm (Research) provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frm (Research): assets under management

The assets under management (AUM) of Frm (Research) LLC is $867.81 million. The firm's AUM has grown by 338% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $867.41 million in discretionary accounts and $400 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $216.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $400 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frm (Research) LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frm (Research) LLC

Simon Timothy Irish has been acting as President since 1 Jul 2001. Blaine J. Tomlinson joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frm (Americas) Ltd.	Member	1 Jun 2001	75% - 100%	foreign
Simon Timothy Irish	Director	1 Jul 2001	Other	4529994
Michael Strashinsky	Vice president/compliance officer	1 Jan 2002	Other	2160839
Michael Strashinsky	Director/senior vice president/compliance officer	1 Nov 2002	Other	2160839
Roy Haney Callahan	Managing director	1 Jan 2003	Other	722246
John Harvey Beech	Director	1 Sep 2003	Other	2581044
John Harvey Beech	Managing director, chief investment officer	1 Jul 2004	Other	2581044
Carrie Ann Mccabe	Managing director, chief executive officer	1 Mar 2005	Other	1398466
Andrew Robert Anthony Stewart	General counsel	1 Jun 2005	Other	5118032
Daniel Florsheim	Managing director, chief operating officer, chief financial officer	1 Mar 2006	Other	5118170
Blaine J. Tomlinson	Director	1 Jun 2006	75% - 100%	4529992

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Tomlinson Trust	Shareholder	1 Oct 1996	75% - 100%	foreign
The Regent Trust Company Limited	Trustee	1 Oct 1996	75% - 100%	foreign
The Tomlinson Family Trust	Shareholder	1 Oct 1996	75% - 100%	foreign
Damor Investments Limited	Shareholder	1 Oct 1996	50% - 75%	foreign
Royal Bank Of Canada Trust Company (International) Limited	Shareholder	1 Jan 2000	75% - 100%	foreign
Royal Bank Of Canada	Shareholder	1 Jan 2000	75% - 100%	foreign
Frm Holdings Limited	Shareholder	1 Apr 2001	75% - 100%	foreign

Based in New York

The principal office where Frm (Research) LLC performs its advisory services is located at 888 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-810-2300 or by fax 212-810-2301. The normal business hours are 8:30 am - 6:00pm est on Monday - Friday.