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Medley Capital Strategies LLC (New York)


Medley Capital Strategies LLC is a large advisory firm based in New York. It manages $57.61 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

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Medley Capital Strategies provides portfolio management for investment companies and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Medley Capital Strategies: assets under management

The assets under management (AUM) of Medley Capital Strategies LLC is $57.61 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $57.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.52 million each.
Medley Capital Strategies has custody of $57.61 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Medley Capital Strategies LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Brook Bulger Taube Member 1 Oct 2001 50% - 75% 2564596
Seth Bulger Taube Member 1 Oct 2001 50% - 75% 2378907
Andrew Dodd Fentress Member 1 Jan 2006 75% - 100% 2759511
Bernard Leon Schwartz Member 1 Feb 2008 75% - 100% 5795788
T3 Group Llc Member 1 Apr 2010 50% - 75% 91-2159439
Windsor Advisors Llc Member 1 Apr 2010 25% - 50% 20-4231224
Smh Partners Llc Member 1 Apr 2010 25% - 50% 26-2273530

Based in New York

The principal office where Medley Capital Strategies LLC performs its advisory services is located at 375 Park Ave, New York, NY 10152, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-759-0777 or by fax 212-759-0091. The normal business hours are 7-7 on Monday - Friday. You can find more information about the New York firm at www.medleycapital.com.


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