Kbk Capital Management, LLC (Delray Beach)

Name: Kbk Capital Management, LLC
Address: 55 South East 2 Nd Avenue, Delray Beach, FL, 33444
Telephone: 561-945-3115

Kbk Capital Management, LLC is an investment adviser to an investment company based in Delray Beach. It manages $372 thousand of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Florida.

Kbk Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kbk Capital Management: assets under management

The assets under management (AUM) of Kbk Capital Management, LLC is $372 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 198% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $372 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kbk Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kbk Capital Management serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Kbk Capital Management is pooled investment vehicles with 2 clients and $288 thousand of assets under management. Among the 3 most similar advisory firms, Kbk Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $372 thousand for 3 clients. 33% of the firm’s clients are foreign persons or businesses.

Kbk Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Kbk Capital Management, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bhavana Khanna	Managing member	1 Nov 2016	25% - 50%	4572937
Kevin Alan Bush	Managing member/chief compliance officer	1 Nov 2016	25% - 50%	3252518
Patricia Elena Werhahn	Member	1 Mar 2017	Other	6854943
Llc Wm Capital Investments	Member	1 Apr 2017	Other	82-1062150

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Ignatius Ward	Managing member	1 Mar 2017	75% - 100%	6861356

Based in Delray Beach

The principal office where Kbk Capital Management, LLC performs its advisory services is located at 55 South East 2 Nd Avenue, Delray Beach, FL 33444, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-945-3115. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at kbkcapitalmanagement.com/.