Equilibrium Capital Investment Management , LLC (Portland)

Name: Equilibrium Capital Investment Management , LLC
Address: 415 Nw 11 Th Street, Portland, OR, 97209
Telephone: 971-352-8430

Equilibrium Capital Investment Management , LLC is a large advisory firm based in Portland. It manages $467.11 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Oregon.

Equilibrium Capital Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Equilibrium Capital Investment Management: assets under management

The assets under management (AUM) of Equilibrium Capital Investment Management , LLC is $467.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $467.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $155.7 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Equilibrium Capital Investment Management , LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Equilibrium Capital Investment Management serves?

The only and largest group of clients of Equilibrium Capital Investment Management is pooled investment vehicles with 3 clients and $467.11 million of assets under management. Among the 11 most similar advisory firms, Equilibrium Capital Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $467.11 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Equilibrium Capital Investment Management also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons ranges from $2,500,000 to $5,000,000.

Careers at Equilibrium Capital Investment Management , LLC

The company employs 35 people that are either part- or full-time employees. 51 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Equilibrium Capital Group	Member	1 Mar 2015	75% - 100%	90-0341513
Marieanne Jorajuria	Chief compliance officer, controller	1 Mar 2015	Other	4040713
William Coolidge Campbell	Executive officer	1 Mar 2015	Other	5859495
David Yi Ping Chen	Executive officer	1 Mar 2015	Other	5861615
John Jay Pierrepont	Executive officer	1 Mar 2015	Other	4391740
Picharn Quisumbing Kullavanijaya	Executive officer	1 Mar 2015	Other	1574707

Based in Portland

The principal office where Equilibrium Capital Investment Management , LLC performs its advisory services is located at 415 Nw 11 Th Street, Portland, OR 97209, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 971-352-8430 or by fax 971-352-8445. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at eq-cap.com.