Arlon Advisor LLC (New York)

Name: Arlon Advisor LLC
Address: 767 Fifth Avenue, New York, NY, 10153 0028
Telephone: 212-207-5200

Arlon Advisor LLC is a large advisory firm based in New York. It manages $1.29 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Arlon Advisor provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arlon Advisor: assets under management

The assets under management (AUM) of Arlon Advisor LLC is $1.29 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 83% since the beginning of its operation, and $803.26 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.29 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $107.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arlon Advisor LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arlon Advisor serves?

The only and largest group of clients of Arlon Advisor is pooled investment vehicles with 12 clients and $1.29 billion of assets under management. Among the 13 most similar advisory firms, Arlon Advisor has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.29 billion for 12 clients. 50% of the firm’s clients are foreign persons or businesses.

Arlon Advisor also advises several private funds. Namely, twelve private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Arlon Advisor LLC

The company employs 76 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Continental Grain Company	Sole member	1 Sep 2011	75% - 100%	36-0947870
David Allen Tanner	Managing director	1 Sep 2011	Other	3090569
Michael Reno Mayberry	Chief compliance officer and secretary	1 Sep 2011	Other	6028850
Jonathan Fowler Jacobs	Compliance officer and assistant secretary	1 Feb 2012	Other	4284400
Susan Ellen Mcintyre	Compliance administrator	1 Feb 2012	Other	7039634
David William Dryerman	Vice president	1 Oct 2014	Other	7039629
Michelle Sullivan Brooks	Managing principal	1 Jul 2015	Other	6532877
Benjamin Daniel Fishman	Managing principal	1 Jul 2015	Other	6532880
Guillermo Geer Bilbao	Managing principal	1 Jul 2015	Other	6532882
Shaun Patrick Ehrhardt	Vice president	1 Jun 2016	Other	6677869
Peter Crawford Webel	Principal	1 Nov 2018	Other	4912934
Daniel Meir Weiner	Principal	1 Nov 2018	Other	5365061

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fribourg Grandchildren Family Lp	Owner	1 Oct 1996	25% - 50%	13-3914535
Fribourg Enterprises Llc	General partner/owner	1 Oct 1996	25% - 50%	13-3650692
Qtip Trust	Owner	1 Jan 2003	50% - 75%	13-7287768
Mary Ann Fribourg	Trustee	1 Jan 2003	Other	2184105

Based in New York

The principal office where Arlon Advisor LLC performs its advisory services is located at 767 Fifth Avenue, New York, NY 10153 0028, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-207-5200 or by fax 212-207-5381. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at arlongroup.com.