Keane Capital Management, Inc. (Charlotte)

Name: Keane Capital Management, Inc.
Address: 3440 Toringdon Way, Charlotte, NC, 28277
Telephone: 704-364-3250

Keane Capital Management, Inc. is a large advisory firm based in Charlotte. It manages $166.98 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of North Carolina.

Keane Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Keane Capital Management: assets under management

The assets under management (AUM) of Keane Capital Management, Inc. is $166.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.66 million each.

Keane Capital Management has custody of $166.98 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keane Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Keane Capital Management, Inc.

Peter Lawrence Keane has been acting as President since 1 Aug 1999. Campbell Ort Jenkins joined the executive team most recently as the Senior Equity Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Lawrence Keane	President & chief investment officer	1 Jul 1999	75% - 100%	1097537
Peter Lawrence Keane	President	1 Aug 1999	75% - 100%	1097537
John Grant Denhart	Head trader	1 Jan 2002	Other	6028148
Frederick Earl Hopkins	Coo & marketing director	1 Jun 2003	Other	2816754
Edward Dorsey Slack	Controller & chief compliance officer	1 Apr 2005	Other	5071136
Edward Dorsey Slack	Controller & cco	1 May 2005	Other	5071136
Sean Timothy Corkery	Assistant pm	1 Feb 2011	Other	6028147
Stuart Norwood Friou	Portfolio manager	1 Jun 2012	Other	2625160
Campbell Ort Jenkins	Senior equity analyst	1 Jan 2015	Other	2225362

Based in Charlotte

The principal office where Keane Capital Management, Inc. performs its advisory services is located at 3440 Toringdon Way, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-364-3250 or by fax 704-364-9381. The normal business hours are 9 a.m to 5 p.m. on Monday - Friday. You can find more information about the New York firm at keanecapital.com.