Uncommon Giving Advisors LLC (North Whiite Plains)

Uncommon Giving Advisors LLC is an investment adviser to an investment company based in North Whiite Plains. It manages $100 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Arizona and New York.

Uncommon Giving Advisors provides portfolio management for investment companies and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uncommon Giving Advisors: assets under management

The assets under management (AUM) of Uncommon Giving Advisors LLC is $100 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $100 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Uncommon Giving Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Uncommon Giving Advisors serves?

The only and largest group of clients of Uncommon Giving Advisors is investment companies with 1 clients and $100 thousand of assets under management. Among the 4 most similar advisory firms, Uncommon Giving Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $100 thousand for 1 clients. None of the firm’s clients are foreign persons or businesses.

Uncommon Giving Advisors doesn't advise any private funds.

Careers at Uncommon Giving Advisors LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Joseph Pileggi	President and ceo	1 Mar 2019	Other	2504867
Thaddeus Marion Leszczynski	Interim chief compliance officer	1 Mar 2019	Other	1894185
Uncommon Giving Corporation	Shareholder	1 Mar 2019	75% - 100%	xx-xxxxxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Ron Baldwin	Chariman	1 Jun 2018	25% - 50%	xxx-xx-xxxx

Based in North Whiite Plains

The principal office where Uncommon Giving Advisors LLC performs its advisory services is located at 75 Virginia Road, North Whiite Plains, NY 10603, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 810 1477. The normal business hours are 9 am - 5pm on Monday - Friday.