Robasciotti & Associates , Inc. (San Francisco)

Name: Robasciotti & Associates , Inc.
Address: 870 Market Street, San Francisco, CA, 94102
Telephone: 415-986-5500

Robasciotti & Associates , Inc. is a large advisory firm based in San Francisco. It manages $125 million of regulatory assets for 471 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and Texas.

Robasciotti & Associates provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Robasciotti & Associates: assets under management

The assets under management (AUM) of Robasciotti & Associates , Inc. is $125 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $125 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $265.39 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 75% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in exchange traded securities form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robasciotti & Associates , Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robasciotti & Associates serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Robasciotti & Associates is high net worth individuals with 51 clients and $106 million of assets under management. Among the 9 most similar advisory firms, Robasciotti & Associates has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $125 million for 139 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Robasciotti & Associates doesn't advise any private funds.

Careers at Robasciotti & Associates , Inc.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rachel Joyce Robasciotti	Principal, president (corporate)	1 Jun 2004	50% - 75%	4334879
Maya Jean Philipson	Principal and secretary (corporate)	1 Jan 2008	25% - 50%	4929979
Cassandra Smoot Holmes	Chief compliance officer	1 Jan 2018	Other	6948603

Based in San Francisco

The principal office where Robasciotti & Associates , Inc. performs its advisory services is located at 870 Market Street, San Francisco, CA 94102, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-986-5500 or by fax 415-986-5502. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at robasciotti.com.