Leonard Financial Corporation (Troy)

Name: Leonard Financial Corporation
Address: 1450 W. Long Lake Road, Troy, MI, 48098
Telephone: 248-952-5858

Leonard Financial Corporation is a large advisory firm based in Troy. It manages $241 million of regulatory assets for 1,370 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Colorado, Florida, and 4 other states.

Leonard Financial Corporation provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leonard Financial Corporation: assets under management

The assets under management (AUM) of Leonard Financial Corporation is $241 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 589% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $241 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.91 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leonard Financial Corporation for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Leonard Financial Corporation

Dainforth Baker Jr French has been acting as President since 1 Jul 2007. James Sylvester Currier joined the executive team most recently as the 5% Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Marron Leonard	Chief executive officer	1 Nov 1995	Other	735329
Donald M. Leonard Investment Company	Owner	1 Nov 1995	75% - 100%	38-3262884
Leonard Investment Group	Owner	1 Nov 1995	25% - 50%	38-3262884
James Sylvester Currier	Finop	1 Oct 2000	Other	2070654
Judith Andrea Villarreal	Chief compliance officer/aml co/privacy co	1 Sep 2005	Other	1795375
David Keith Weber	Chief financial officer/fin op	1 Oct 2005	Other	4797454
Arnold Monoog Nazarian	Chief compliance officer	1 Apr 2007	Other	345339
Dainforth Baker Jr French	President	1 Jul 2007	Other	2406891
Jeffrey David Plopa	Chief compliance officer	1 Jul 2007	Other	2323214
Wendy Leonard Personal Representative The Estate Of Donald M. Leonard	Owner	1 Aug 2007	50% - 75%	20-7510078
2007: Wendy Leonard Trustee The Donald M. Leonard Family Trust Dated July 2	Owner	1 Jan 2008	50% - 75%	20-7510097
Wendy Leonard Trustee The Donald M. Leonard Family Trust	Owner	1 Jan 2008	25% - 50%	20-7510097
James Sylvester Currier	5% owner	1 Jul 2008	Other	2070654

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Wendy Leonard	Personal representative	1 Aug 2007	75% - 100%	5412853
Wendy Terese Leonard	Trustee	1 Jan 2008	75% - 100%	5412853
2007 Wendy Leonard Trustee Donald M. Leonard Family Trust Dated July 2	Owner	1 Jan 2008	75% - 100%	20-7510097

Based in Troy

The principal office where Leonard Financial Corporation performs its advisory services is located at 1450 W. Long Lake Road, Troy, MI 48098, which is also the mailing address of the firm. An additional office of the firm is in Grosse Pointe Farms, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 248-952-5858 or by fax 248-952-0147. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at leonardandcompany.com.