Ross, Sinclaire & Associates, LLC is a large advisory firm based in Cincinnati. It manages $747.79 million of regulatory assets for 1,486 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.
Ross, Sinclaire & Associates provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and banks and thrifts. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ross, Sinclaire & Associates, LLC is $747.79 million. The firm's AUM has grown by 1577% since the beginning of its operation, and $124.38 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ross, Sinclaire & Associates, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, other investment advisers, and high net worth individuals. The largest group of clients of Ross, Sinclaire & Associates is other investment advisers with 407 clients and $298.18 million of assets under management. Among the 9 most similar advisory firms, Ross, Sinclaire & Associates has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $712.34 million for 1,477 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ross, Sinclaire & Associates doesn't advise any private funds.
The company employs 16 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 15 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Peter Paul Baden has served as the Chief Investment Officer since 1 Mar 2013. Thomas Raymond Sr Williams joined the executive team most recently as the Executive Officer.
The principal office where Ross, Sinclaire & Associates, LLC performs its advisory services is located at 700 Walnut Street, Cincinnati, OH 45202 2027, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-381-3939 or by fax 513-381-0124. The normal business hours are 8:30 am to 5:00pm est on Monday - Friday. You can find more information about the New York firm at rsanet.com.