Winter Capital International LLC (New York)

Name: Winter Capital International LLC
Address: 153 East 53 Rd Street, New York, NY, 10022
Telephone: 212-559-5000

Winter Capital International LLC is a large advisory firm based in New York. It manages $747.65 million of regulatory assets for 85 client accounts. It has been registered with the SEC as an adviser since 2001.

Winter Capital International provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Winter Capital International: assets under management

The assets under management (AUM) of Winter Capital International LLC is $747.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 432% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $747.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.8 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Winter Capital International LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Winter Capital International LLC

Clark Burritt Winter has been acting as President since 1 Mar 1996. Citicorp joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clark Burritt Winter	President	1 Mar 1996	Other	2138982
Jose Dios	Managing director	1 Mar 1996	Other	1749564
Ariel Del Rosario Adia	Vice president	1 Jul 1997	Other	1911718
Alan Houghton	Managing director	1 Jan 1999	Other	4364037
Citicorp	Member	1 Nov 2000	75% - 100%	06-1515595

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Citigroup Inc.	Shareholder	1 Oct 1998	75% - 100%	52-1568099
Citigroup Holdings Company	Shareholder	1 Oct 1998	75% - 100%	06-1551348

Based in New York

The principal office where Winter Capital International LLC performs its advisory services is located at 153 East 53 Rd Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-559-5000 or by fax 212-559-2153. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.wintercap.com.