Rincon Pacific Management Inc (San Clemente)

Name: Rincon Pacific Management Inc
Address: 109 E Escalones, San Clemente, CA, 92672
Telephone: 949-766-5026

Rincon Pacific Management Inc is a large advisory firm based in San Clemente. It manages $130.51 million of regulatory assets for 412 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and Texas.

Rincon Pacific Management provides portfolio management for individuals and small businesses and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rincon Pacific Management: assets under management

The assets under management (AUM) of Rincon Pacific Management Inc is $130.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $130.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $316.76 thousand each.

Rincon Pacific Management has custody of $83.89 million in cash and securities for 191 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 48% of the total AUM. The second-largest asset type is exchange traded securities, which make up 41% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rincon Pacific Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Craig Finch Cooper serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Craig Finch Cooper is individuals with 391 clients and $88.88 million of assets under management. Among the 10 most similar advisory firms, Rincon Pacific Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $130.51 million for 412 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rincon Pacific Management doesn't advise any private funds.

Careers at Rincon Pacific Management Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Finch Cooper has been acting as President since 1 Oct 1991. Jena Elizabeth Schuster joined the executive team most recently as the Cco, Coo, President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Finch Cooper	President	1 Oct 1991	75% - 100%	53483
Sarah Shelton Macallister	Chief compliance officer	1 Jun 2004	Other	1189744
Jena Elizabeth Schuster	Chief operating office	1 Aug 2017	Other	3070897
Jena Elizabeth Schuster	Cco, coo, president	1 Jul 2018	75% - 100%	3070897

Based in San Clemente

The principal office where Rincon Pacific Management Inc performs its advisory services is located at 109 E Escalones, San Clemente, CA 92672, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-766-5026 or by fax 949-369-0397. The normal business hours are 8:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at rinconpacific.com.