Leerink Swann LLC (Boston)

Name: Leerink Swann LLC
Address: One Federal St., Boston, MA, 02110
Telephone: 617-248-1601

Leerink Swann LLC is an adviser based in Boston. It manages $50.49 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Maryland, Massachusetts, New Hampshire, and Pennsylvania.

Leerink Swann provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leerink Swann: assets under management

The assets under management (AUM) of Leerink Swann LLC is $50.49 million. The firm's AUM has grown by 72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.78 million in discretionary accounts and $19.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $530.72 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $615.92 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leerink Swann LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Leerink Swann LLC

Jeffrey Alan Leerink has been acting as President since 1 May 1995. Qi Yu Zhong joined the executive team most recently as the Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Alan Leerink	Ceo/director/trustee	1 May 1995	Other	1718986
Andrew Ryan Newman	Treasurer	1 Aug 1996	Other	2319140
Daniel Barry Dubin	Director/trustee	1 Dec 2001	Other	xxx-xx-xxxx
Kevin Edward Devereaux	Chief compliance officer (cco)	1 Apr 2006	Other	1276691
John Spaulding Mcphee	Srop/crop	1 May 2006	Other	2683064
Timothy Albert George Gerhold	Chief legal officer	1 May 2006	Other	xxx-xx-xxxx
Paul James Defronzo	Finop	1 Feb 2007	Other	4257614
Joseph Robert Gentile	Chief operations officer	1 May 2007	Other	xxx-xx-xxxx
Llc Leerink Swann Holdings	Owner	1 Aug 2007	75% - 100%	75-3244911
John Richter Pellegrino	Chief compliance officer (cco), managing director	1 Jun 2008	Other	826719
Qi Yu Zhong	Finop	1 Nov 2008	Other	3092692

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Leerink Swann Massachusetts Business Trust	Member and holder of all class b units	1 Aug 2007	50% - 75%	04-3273910

Based in Boston

The principal office where Leerink Swann LLC performs its advisory services is located at One Federal St., Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-248-1601 or by fax 617-918-4900. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.leerink.com.