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Ellington Smith, LLC (Charlotte)


Ellington Smith, LLC is a large advisory firm based in Charlotte. It manages $44.3 million of regulatory assets for 91 client accounts. It has been registered with the SEC as an adviser since 2001.

Ellington Smith provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ellington Smith: assets under management

The assets under management (AUM) of Ellington Smith, LLC is $44.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $44.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $486.81 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ellington Smith, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Charlotte

The principal office where Ellington Smith, LLC performs its advisory services is located at 1818 Lombardy Circle, Charlotte, NC 28203, which is also the mailing address of the firm. An additional office of the firm is in Salisbury, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-343-2445 or by fax 704-343-4961. The normal business hours are 8:30am - 5:00pm on Monday - Friday.


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