Giovine Capital Group LLC (Santa Monica)


Giovine Capital Group LLC is a large advisory firm based in Santa Monica. It manages $216.41 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Giovine Capital Group provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Giovine Capital Group: assets under management

The assets under management (AUM) of Giovine Capital Group LLC is $216.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $216.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Giovine Capital Group LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Giovine Capital Group LLC

Thomas Arthur Giovine has been acting as President since 1 Dec 1998. Giovine Revocable Trust joined the executive team most recently as the Owner.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Arthur Giovine President 1 Dec 1998 75% - 100% 1842043
John Junghoe Ku Cfo/cco 1 Jul 2002 Other 2620946
David Robert Beach Coo/chief compliance officer 1 Apr 2006 Other 4851807
Giovine Revocable Trust Owner 1 Jun 2009 75% - 100% xxx-xx-xxxx

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Arthur Giovine Trustee 1 Oct 2006 75% - 100% 1842043
Elisabeth Morse Giovine Trustee 1 Oct 2006 75% - 100% 2521349

Based in Santa Monica

The principal office where Giovine Capital Group LLC performs its advisory services is located at 2001 Wilshire Blvd., Suite 501, Santa Monica, CA 90403, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-587-2000 or by fax 310-587-2020. The normal business hours are 6:30am - 3:00pm on Monday - Friday.