Rwc Asset Management LLP (London)

Name: Rwc Asset Management LLP
Address: Verde 10 Bressenden Place, London, Sw1 Edh
Telephone: 44 20 7227 6000

Rwc Asset Management LLP is a large advisory firm based in London. It manages $12.87 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2009.

Rwc Asset Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rwc Asset Management: assets under management

The assets under management (AUM) of Rwc Asset Management LLP is $12.87 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3423% since the beginning of its operation, and $12.87 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $12.87 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $378.59 million each.

Investments

The firm invests in exchange traded securities the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in derivatives form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rwc Asset Management LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Hugh Innes serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of John Hugh Innes is pooled investment vehicles with 26 clients and $11.18 billion of assets under management. Among the 8 most similar advisory firms, Rwc Asset Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $11.53 billion for 29 clients. 10% of the firm’s clients are foreign persons or businesses.

Rwc Asset Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Rwc Asset Management LLP

The company employs 131 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Hugh Innes has been acting as President since 1 May 2004. Nigel Hill joined the executive team most recently as the Head Of Operations, It And Infrastructure.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Hugh Innes	Director/ member/head of uk equities (of rwc partners limited)	1 May 2004	Other	5018370
Daniel Charles Mannix	Chief executive officer (of rwc partners limited)	1 Oct 2006	Other	6238659
Leonard Albert Munden	Chief technology officer (of rwc partners limited)	1 Oct 2006	Other	6238661
Matthew James Low	Head of operations (of rwc partners limited)	1 Apr 2007	Other	6238660
James Henry Timothy Tollemache	Head of sales (of rwc partners limited)	1 Jun 2007	Other	6238663
Rwc Partners Limited (Of Rwc Asset Management Llp)	Managing member	1 Dec 2007	75% - 100%	00-0000000
Rwc Partners Limited	Managing member	1 Dec 2007	75% - 100%	00-0000000
John Hugh Innes	Partner, portfolio manager	1 Dec 2007	Other	5018370
Miles Anthony Geldard	Partner, portfolio manager	1 Dec 2007	Other	1109115
Peter Harrison	Partner, ceo	1 Dec 2007	Other	4869479
Ajay Gambhir	Partner, portfolio manager	1 Dec 2007	Other	5633900
Christopher Simon Maude	Chief compliance officer and cfo	1 Dec 2007	Other	5018368
Kirsty Jayne Mclaren	Partner, portfolio manager	1 Aug 2008	Other	4435488
Carmel Brigit Peters	Partner, portfolio manager	1 Aug 2008	Other	5633904
James Kaufmann	General counsel (of rwc partners limited)	1 Dec 2009	Other	6153001
Paul Larche	Chief operating officer (of rwc partners limited)	1 Jul 2010	Other	6238658
Gemma Marie Bainbridge	Finance director (of rwc partners limited)	1 Jan 2011	Other	6238657
Roger Duncan Goodchild	Non-executive director (of rwc partners limited)	1 Jun 2011	Other	4347284
Gemma Marie Bainbridge	Director (of rwc partners limited)	1 Sep 2011	Other	6238657
Daniel Charles Mannix	Director (of rwc partners limited)	1 Jan 2013	Other	6238659
Sean Robert Capstick	Head of new markets (of rwc partners limited)	1 Feb 2013	Other	2385678
Peter Harrison	Non-executive director (of rwc partners limited)	1 Mar 2013	Other	4869479
Paul Larche	Director (of rwc partners limited)	1 Mar 2013	Other	6238658
Paul Larche	Director (of rwc partners limited)	1 Jul 2013	Other	6238658
James Kaufmann	Chief compliance officer (of rwc asset management llp)	1 Aug 2013	Other	6153001
Dina Madan	Chief compilance officer (of rwc asset management llp)	1 Aug 2014	Other	6249784
Louise Elizabeth Oades	General counsel	1 Jan 2015	Other	6473307
Tord Stallvik	Head of business developement	1 Mar 2015	Other	2283897
Paul Larche	Chief compliance officer (of rwc asset management llp)	1 Oct 2015	Other	6238658
Nicola Jane Richards	Non-executive chairperson	1 Apr 2016	Other	5226681
Peter Clark	Non-executive director	1 Jun 2016	Other	6762396
Cressida Williams	Director and chief financial officer of (of rwc partners limited)	1 Aug 2016	Other	6762390
James Oliver Johnston	Portfolio manager	1 Apr 2018	Other	6481783
Nigel Hill	Head of operations, it and infrastructure	1 Aug 2018	Other	5642214

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Simon Maude	Cfo and chief complaince officer	1 Feb 2000	Other	5018368
Patrick Benjamin James German	Board director	1 Feb 2000	Other	5018365
Mark Hadsley Chaplin	Chairman and director	1 Feb 2000	25% - 50%	5018359
John Hugh Innes	Board director, portfolio manager	1 Sep 2000	Other	5018370
Peter Harrison	Ceo	1 Feb 2006	Other	4869479
Schroder International Holdings Limited	Shareholder	1 Jun 2010	25% - 50%	00-0000000

Based in London

The principal office where Rwc Asset Management LLP performs its advisory services is located at Verde 10 Bressenden Place, London, Sw1 Edh, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7227 6000 or by fax 44 20 7227 6003. The normal business hours are 9.00am to 6.00pm on Monday - Friday. You can find more information about the New York firm at rwcpartners.com/.