Wellington International Management Company Pte Ltd (Tokyo)

Name: Wellington International Management Company Pte Ltd
Address: Palace Buildings 7 F, Tokyo, 100 0005
Telephone: 813-5533-0011

Wellington International Management Company Pte Ltd is a large advisory firm based in Tokyo. It manages $31.38 billion of regulatory assets for 218 client accounts. It has been registered with the SEC as an adviser since 2012.

Wellington International Management Company Pte provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wellington International Management Company Pte: assets under management

The assets under management (AUM) of Wellington International Management Company Pte Ltd is $31.38 billion. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.5 billion in discretionary accounts and $880.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140.54 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $880.54 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wellington International Management Company Pte Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wellington International Management Company Pte Ltd

Michael John Boudens has been acting as President since 1 Dec 2009. Jo Paul Sawayanagi Sugita joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Wellington Management Global Holdings	Shareholder	1 Sep 1998	75% - 100%	04-3306430
Inc. Wellington Hedge Management	Shareholder	1 Sep 1998	Other	04-3215281
Inc. Wellington Holdings	Shareholder	1 Sep 1998	Other	04-3215281
Edward Joseph Steinborn	Director	1 Dec 2005	Other	2875705
Cynthia Mary Clarke	Director	1 May 2006	Other	4620397
Mark Douglas Jordy	Director	1 Sep 2007	Other	1948043
Charles Sean Argyle	Director	1 Apr 2009	Other	5745883
Michael John Boudens	Director	1 Dec 2009	Other	1677912
Ray Eugene Helfer	Director	1 Jun 2011	Other	1370285
Cheryl Mcdaniel Duckworth	Director	1 Feb 2012	Other	1917667
Christopher William Emmins	Director	1 Feb 2012	Other	6111296
Aisling Mary Freiheit	Director	1 Feb 2012	Other	6111297
Sara Lou Sherman	Director	1 Feb 2012	Other	2639458
David George Sprows	Director	1 Feb 2012	Other	6111537
Stephen Klar	Director	1 Feb 2012	Other	6111785
Graham William Alexander Stone	Chief compliance officer	1 Sep 2012	Other	4353171
Jo Paul Sawayanagi Sugita	Chief compliance officer	1 Jan 2015	Other	6410386
Robert Perry Ball	Director	1 Jan 2015	Other	6420495
Mark Li Min Syn	Director	1 Jan 2015	Other	4272663
Terrence Michael Burgess	Director	1 Jan 2015	Other	2449812
Adam Todd Puritz	Director	1 Jan 2015	Other	1535409

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llp Wellington Management Company	Shareholder	1 Mar 1995	75% - 100%	106595
Wellington Management Group Llp	Managing partner	1 May 2014	75% - 100%	04-2683227
Wellington Group Holdings Llp	Managing partner	1 May 2014	75% - 100%	47-1167553
Wellington Investment Advisors Holdings Llp	Shareholder	1 Jan 2015	75% - 100%	47-1144901

Based in Tokyo

The principal office where Wellington International Management Company Pte Ltd performs its advisory services is located at Palace Buildings 7 F, Tokyo, 100 0005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 813-5533-0011. The normal business hours are 9:00-5:30 on Monday - Friday. You can find more information about the New York firm at www.wellington.com.